- Raymond James Financial, Inc. (St. Petersburg, FL)
- …to acquire information necessary to analyze investment structures, offering terms, trading and operations, along with legal and compliance programs. The Director ... unreviewed decision making and autonomy with respect to fund manager interactions. Upon completion of review, it is expected...as needed on a regular basis. * Perform operational risk reviews of funds. Prepare written reports based on… more
- Pilot Company (Houston, TX)
- …required, with advanced skills preferred. Experience with **Right Angle** or other Commodities Trading and Risk Management (CTRM) software is a plus. + **Soft ... invoicing statements and reports for cash forecasting to support the settlements manager and accounting team. + **Process Improvement** : Identify, recommend, and… more
- Neuberger Berman (New York, NY)
- …Portfolio Managers. **Responsibilities:** + Collaborate daily with Operations, Accounting, Trading , Prime Brokers, and both internal and external Portfolio Managers. ... rates. + Assist management with system automation projects (STP), efficiency initiatives, and risk mitigation. + Serve as a central point of contact for internal… more
- BMO Financial Group (New York, NY)
- …merger and acquisitions advisory services, securitization, treasury management, market risk management, debt and equity research, and institutional sales and ... trading . BMO Capital Markets has approximately 2,700 professionals in...customers reach theirs. From in-depth training and coaching, to manager support and network-building opportunities, we'll help you gain… more
- Scotiabank (Dallas, TX)
- …Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and strategic development ... financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange… more
- TD Bank (New York, NY)
- …regulatory requirements and assisting business units to manage their regulatory risk . **Key Responsibilities:** + Assist in drafting and maintaining comprehensive ... of global security and derivative products and markets including trading behaviors, market platforms, vendor technologies and operational elements. Experience… more
- TD Bank (New York, NY)
- …regulatory requirements and assisting business units to manage their regulatory risk . **Key Responsibilities:** + Design and implement a robust regulatory inquiries ... of global security and derivative products and markets including trading behaviors, market platforms, vendor technologies and operational elements. Experience… more
- TD Bank (New York, NY)
- …regulatory requirements and assisting business units to manage their regulatory risk . **Key Responsibilities:** + Assist with the development, implementation and ... of global security and derivative products and markets including trading behaviors, market platforms, vendor technologies and operational elements. Experience… more
- Mondelez International (Tatamy, PA)
- …claims management, invoice management, compliance execution (HSE, quality, risk management), tenders support, third-party performance management, pallets management. ... capacity + Work with our service providers to ensure the delivery of our trading partners in terms of punctuality and completeness, taking into account quality and… more
- Bank of America (Charlotte, NC)
- …**Required Qualifications:** + 7+ years finance or markets experience (Treasury, Trading , or Finance) + Understanding of markets, liquidity, financial math and ... risk + Strong Excel and PowerPoint skills + Strong...offered a role with Bank of America, your hiring manager will provide you with information on the in-office… more