- City National Bank (New York, NY)
- …role that will work directly with the City National Rochdale (CNR) Director of Business Affairs to support various activities across the wealth management ... 1LOD business teams' liaison for all CNR risk management, compliance activities, legal engagement, internal or external audits, and...risk management requirements. * At the direction of CNR Director of Business Affairs, assist in the operations of… more
- Finexio (Atlanta, GA)
- …seeking an experienced Risk and Compliance Director to ensure organizational compliance with the Bank Secrecy Act (BSA), USA Patriot Act, and Anti-Money ... reviews, and examinations. Requirements + + 8 - 10 years of experience managing Risk and Compliance activities for a Bank 's Treasury department or for a… more
- City National Bank (Jersey City, NJ)
- …The Wealth Management Senior Audit Manager position, reporting to the Audit Director of Wealth Management, is a leadership role as an auditor-in-charge for ... complex Wealth Management audits and assisting the Audit Director in supervising a team of auditors to assess...to assess risks and internal control environment of the bank 's Wealth Management businesses. This individual will develop and… more
- Bangor Savings Bank (Portland, ME)
- …all business lines Compliance and Control: + Assists in ensuring that the Bank is in compliance with local, state and federal regulations General: + ... Working under the direction and guidelines established by the Director of Wealth Management, the Senior Relationship Manager is...as well as for responding to and servicing the Bank 's WMG referrals, and for complying with all service… more
- M&T Bank (New York, NY)
- …MRMD and ensure compliance with model oversight governance. + Assist in managing all interactions with the second line of defense and internal audit + ... of 9 years' related experience focused on mortgage-backed securities. + Direct experience managing a bank portfolio and associated trade execution in the capital… more
- Bank of America (Chicago, IL)
- …Officer II (SO II), Estate Settlement Services (ESS), Chicago -** Accountable for managing and settling Private Bank estates and/or terminating trusts. Assigns ... Officer II (ESO II), Estate Settlement Services (ESS) Chicago, Illinois **Job Description:** At Bank of America, we are guided by a common purpose to help make… more
- 1st Financial Bank USA (Omaha, NE)
- …Regulatory Compliance & Audit Coordination** o Serve as the Bank 's primary liaison for information-security-related audits and examinations. o Coordinate the ... (Remote)** Location **Omaha, NE** Apply Now (https://phg.tbe.taleo.net/phg03/ats/careers/v2/applyRequisition?org=FFBUSA&cws=42&rid=1091) **1st Financial Bank USA (1FBUSA), focuses on establishing and maintaining credit… more
- TD Bank (New York, NY)
- …exams (as needed). **Depth & Scope:** + Works independently and is accountable for managing a specialized compliance area, business or function and leads a team ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $135,000 - $190,000 USD TD is...and communications monitoring. The incumbent will report to the Director of Surveillance Quality Assurance and will be part… more
- TD Bank (New York, NY)
- …baseball games, ski trips, and of course: frequent trips to the bar. The Director Technology Solutions TDB is responsible for managing multiple, broad and highly ... as well as risk management functions in the Investment Bank . These products include many user-facing applications used for...for change management of all systems managed + Ensures compliance with IT Disaster Recovery Plan (DRP) and the… more
- Kennebec Savings Bank (Portland, ME)
- …POSITION SUMMARY: This position is responsible for supporting the growth of the Bank 's deposit portfolio through the active management and growth of a portfolio of ... fraud protection, and reporting tools. Ensure that Kennebec Savings Bank is the customer's primary financial institution with a...to cash management, payments and treasury services. Report to Director of Cash Management on market trends and make… more