- Citigroup (New York, NY)
- …audit reports in a timely manner, in accordance with Internal Audit and Regulatory standards + Review and approve the Business Monitoring Quarterly summary and serve ... on overall control environment and audit approach + Manage audit activities on market risk topics for product line and/or legal entity + Leverage a comprehensive… more
- Robert Half Legal (Houston, TX)
- …findings. * Implement and manage compliance software/database solutions for tracking regulatory changes and market research. * Review company forms, notices, ... vulnerability and risk, and develop and implement corrective action plans. * Handle market conduct inquiries, exams, and complaints from state regulators. *… more
- RGP (New York, NY)
- …and conduct follow-up audits as needed. * Continuously monitor compliance indicators to ensure ongoing adherence to regulatory requirements. * ... compliance policies. * Utilize data analytics to identify anomalies and ensure compliance with regulatory standards. * Evaluate the effectiveness of internal… more
- TD Bank (Charlotte, NC)
- … program. **The ideal candidate should have experience managing key components of a regulatory compliance program and should have consumer regulatory ... This position is part of the first line 1B Compliance Center of Excellence (" Compliance COE"). The...areas of expertise + Anticipates emerging business trends and regulatory /risk issues as a basis for recommending large-scale product,… more
- Scotiabank (New York, NY)
- …peers within compliance . **What You'll Bring** + A minimum of 5 years of compliance , audit or regulatory exam support experience with at least 3 of which ... Manager, Compliance Testing **Requisition ID:** 223397 **Salary Range:** 90,000.00...our clients an important bridge to this key global market for trade and investment flows across the Americas… more
- Cordis (Miami Lakes, FL)
- …Manager - Compliance , the Americas** to lead and enhance our healthcare and regulatory compliance program in the US, Canada & Mexico, with a strong focus ... or misconduct. Ensure appropriate documentation, root cause analysis, and remediation. + Conduct compliance risk assessments and oversee implementation of risk… more
- Honeywell (Washington, DC)
- …We have an incredible opportunity for you to join Solstice Advanced Materials' Compliance Organization as the General Counsel for Trade. Reporting directly to the ... Chief Compliance Officer, you will be trusted partner to the...the company. You will establish strong relations with appropriate, regulatory agencies and establish operational processes for assuring trade… more
- UKG (Ultimate Kronos Group) (Weston, FL)
- …with the ability to interpret complex data and regulations. + Ability to conduct compliance risk assessments and audits. Preferred Qualifications + Relevant ... experience. + Minimum of 3 years of experience in compliance , risk management, or regulatory role. +...something truly special. Worldwide, we already hold the #1 market share position for workforce management and the #2… more
- Tractor Supply Company (Brentwood, TN)
- …regulations and advises on their impact to business operations. + Partner to conduct compliance risk assessments and create a workplan to coordinate ... Provide feedback on developing and implementing policies to ensure compliance with external regulatory frameworks. + In...Opportunity is Out Here at Tractor Supply and Petsense. Learn More Join Our Talent Community **Nearest Major Market :**… more
- Scotiabank (New York, NY)
- …You'll Do** + Scope and execute compliance testing in order to assess compliance with legal, regulatory and internal firm policy requirements. + Focus on the ... our clients an important bridge to this key global market for trade and investment flows across the Americas...reporting experience. **What You'll Bring** + 3-5 years of compliance , audit or regulatory exam support, at… more
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