- Citizens (Medford, MA)
- Description The Conduct and Ethics Manager is an independent compliance partner who is responsible for working closely with the Conduct and Ethics Director, ... Program for CFG that aligns with organizational standards and regulatory expectations. + Assist the Conduct and...processes). + Work closely with businesses to provide timely regulatory advice, ensuring compliance with relevant laws… more
- Rincon Consultants (Santa Barbara, CA)
- …work, permitting, and client management. + Demonstrated experience in: + Regulatory permitting and compliance + Biological resource assessments (CEQA/NEPA) ... Rincon Consultants, Inc. is seeking a **Biological Regulatory Specialist/Project Manager** to support our growing team. This role is ideal for someone who enjoys… more
- Mizuho Corporate Bank (New York, NY)
- …testing including reviewing the approach, testing and reports for issues (eg regulatory , third-party and internal audit) related to Regulatory Reporting areas ... are coordinated. + Work with other leadership in IADA Regulatory Reporting management to identify control issues and emerging...authorities, external auditors and other service providers in the conduct of their activities at Mizuho. + Manage or… more
- LA Care Health Plan (Los Angeles, CA)
- …Training Physical Requirements Light Additional Information Possible Internship Duties * Conduct and compile regulatory research to help address requests ... Student Intern ( Regulatory Analysis and Communications) Job Category: Administrative, HR,...metrics and program information. * Provide administrative support to Compliance Committees and Compliance staff. This includes:… more
- MyFlorida (Orlando, FL)
- REGULATORY SPECIALIST I - 79001390 Date: May 22, 2025 The State Personnel System is an E-Verify employer. For more information click on our E-Verify Website ... . Requisition No: 853634 Agency: Business and Professional Regulations Working Title: REGULATORY SPECIALIST I - 79001390 Pay Plan: Career Service Position Number:… more
- Imperative Care (Campbell, CA)
- …Market Surveillance System, conducting complaint intake activities, assessing regulatory reporting, leading complaint investigations, submitting regulatory ... complaints are closed in a timely manner and in compliance with FDA and other regulatory requirements...Assist with training Customers and field reps to ensure compliance to Post Market Surveillance requirements. +… more
- Southern California Edison (Rosemead, CA)
- …transactional and operating rules and guidelines + Advises business units on regulatory compliance reporting, monitors and conducts surveillance of compliance ... **Join the Clean Energy Revolution** Become a ** Regulatory Affairs & Compliance Advisor** at...In this job you will be part of SCE Regulatory Affairs' Market Design and Resource Adequacy… more
- TD Bank (New York, NY)
- …guidelines of conduct + Leads, coaches, and develops the entire Market team to achieve business results and professional/personal development objectives + Leads ... building the most talented Wealth team available in the Market + Develops and executes a targeted marketing plan...Health and Life Insurance Licensure + Knowledge of Bank regulatory risk and compliance policies, processes, and… more
- Citigroup (Tampa, FL)
- …including: + Participates in assessing, testing and incorporating changing business, regulatory and market information needs into finance processes and ... new techniques and the improvement of processes and workflow within the Regulatory Reporting space. Evaluates complex and variable issues with substantial potential… more
- Bank of America (New Orleans, LA)
- …involved + Monitor advisor and client activity including financial transactions to ensure compliance with firm and regulatory requirements and minimize risk + ... regulations related to client advice and recommendations, sales practice activities, and conduct of market personnel + Manages day-to-day Financial Advisor (FA)… more
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