- 3D Systems, Inc. (Littleton, CO)
- …PMS reports, and related processes to ensure compliance with global regulatory requirements. * Monitor complaint trends, conduct data analysis, and escalate ... and impactful role that strengthens our quality system, protects customers, and supports regulatory compliance globally. Onsite This role has an onsite work… more
- Santander US (New York, NY)
- …business stakeholders. + Prepare detailed Model Development Documentation (MDD) to ensure regulatory compliance . Risk Analytics & Model Development: + Develop, ... plans to align with regulatory expectations. Stakeholder Communication & Regulatory Compliance : + Collaborate with key stakeholders, including trading desks,… more
- Bank of America (Scottsdale, AZ)
- …involved + Monitor advisor and client activity including financial transactions to ensure compliance with firm and regulatory requirements and minimize risk + ... regulations related to client advice and recommendations, sales practice activities, and conduct of market personnel + Manages day-to-day Financial Advisor (FA)… more
- The Hartford (Hartford, CT)
- …contract forms. + Participating in internal compliance audits, market conduct exams, and other audits, providing regulatory / compliance feedback as ... and special assignments. Qualifications: + 10+ years product and regulatory compliance experience. + Bachelor's degree or...based on analysis of similar positions in the external market . Actual base pay could vary and may be… more
- Interstate Waste Services, Inc. (Danbury, CT)
- …coaching materials to Operations management as needed. + Responsible for and manage all regulatory compliance (DOT, OSHA, BIC, DSNY, NYDEC/ NJDEP, etc.) Serve as ... and driving all facets of safety in the designated market area. This role is responsible for compliance...across multi-site operations as it pertains to the designated market areas. + Conduct incident investigations and… more
- Axis (Kansas City, MO)
- …* Implement a real-time monitoring framework to track broker performance, complaints, market conduct violations, and regulatory infractions. * Develop ... external brokers, covering regulatory updates, ethics, AML, data privacy, and market conduct best practices. * Promote a strong compliance culture by… more
- Ascendis Pharma (Princeton, NJ)
- …and market access field-based activities for fraud and abuse, FDA, and other regulatory compliance . + Ensure that clients are kept abreast of all relevant ... provide legal support to the organization. + Develop and conduct training for internal teams on market ...company policies, including Anti-kickback Statute and other US healthcare compliance laws and regulations. + Analyze market … more
- Medtronic (Miami, FL)
- … market penetration and adoption of Medtronic's neuromodulation technologies. Conduct comprehensive market analyses to identify opportunities, segmentation, ... to increase patient access through increasing coding, coverage, payment. + ** Regulatory and Compliance :** Ensure all marketing initiatives comply with… more
- Travelers Insurance Company (Spokane, WA)
- …in facilitating and directing the management of non-financial market regulatory activities, including market conduct exams, interrogatories, surveys, ... market . This role is responsible for supporting InsuraMatch's compliance program through ensuring compliance with state...strategies, among other duties. **What Will You Do?** + Market Regulatory Activity: + With limited guidance… more
- Southwest Power Pool (Little Rock, AR)
- …through the SPP stakeholder process and communicate proposed changes to management. + ** Market Analysis & Reporting:** Conduct market analysis to identify ... Lead Engineer range - $135,000 - $158,625 **Join our team as a** **Lead Market Design Engineer** **!** The **Lead Market Design Engineer** will be responsible… more