- SMBC (Charlotte, NC)
- …companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
- TD Bank (New York, NY)
- …Liaise and coordinate with internal stakeholders, such as Credit, Business, Tax, Legal , Operations and Collateral Management, during the documentation process. + ... and internal business partners by preparing and negotiating legal documentation with global counterparties for trading products such...essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets… more
- Medtronic (Minneapolis, MN)
- …has responsibility for supporting the Vice President, Chief Corporate and Securities Counsel by overseeing the preparation, management and oversight of Medtronic's ... including periodic reports, current reports, proxy statements, Section 16 filings, securities offerings, and other related filings. This attorney will also provide… more
- Wells Fargo (Charlotte, NC)
- …this role:** Wells Fargo is seeking a Wells Fargo is seeking a Senior Securities Operations Specialist for our Operational Risk Services Team. The team sits ... oversees eight vertical disciplines that provide support across WIM Operations to ensure compliance with legal , regulatory,...End-User Computing Tools (EUCT) policy support. As a Senior Securities Operations Specialist, you will play a… more
- TD Bank (New York, NY)
- …review exercise for core Tier 1 Financial Institution clients in the region. + Market research for key markets in the region, including competitor analysis. + ... across the enterprise (eg project management, risk and compliance, legal , technology, operations , etc.). + May mentor...to 35% of the time **Who We Are** TD Securities offers a wide range of capital markets… more
- JPMorgan Chase (New York, NY)
- …Analyze and assess the impact of legal and regulatory developments on Securities Services operations and client offerings + Support new business initiatives, ... Securities Services Attorney - Executive Director on JPMorgan's Securities Services legal team, you will provide...often involving novel legal frameworks and emerging market opportunities, including… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** TD Securities provides a wide range of capital market products and services to ... a major global investment dealer. Confidence in our US operations systems stems from the recognition of our in-depth...+ 7-10 years related experience **Who We Are** TD Securities offers a wide range of capital markets… more
- TD Bank (New York, NY)
- …Series 7, 79 and 63 + 5-7 Years of related experience **Who We Are** TD Securities offers a wide range of capital markets products and services to corporate, ... can provide you more specific details for this role. **Job Description:** At TD Securities , the Investment Banking Credit function is an integral part of the full… more
- BD (Becton, Dickinson and Company) (Franklin Lakes, NJ)
- …attorney in a large law firm or in-house setting,with primary emphasis in corporate, securities and capital markets practice For certain roles at BD, employment ... **Job Description Summary** This position supports the day-to-day operations and functions of the Corporate Secretary's office, working closely with the company's… more
- Citigroup (Getzville, NY)
- …disciplinary knowledge within Rates Middle Office understanding of Citi practices and Market Operations functions. Basic understanding of how the team interacts ... the business through the quality of the tasks/services provided. **Organization Overview:** Citi Markets Operations is currently at a pivotal point in its… more
