- SMBC (Charlotte, NC)
- …companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
- TD Bank (New York, NY)
- …& duties are considered essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products and services to ... States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $135,000 - $170,000 USD TD is...general ledger mapping logic; liaise with Product Control and Operations for testing and application. + Manage chart of… more
- MUFG (Menlo Park, CA)
- …recruitment team will provide more details. **Job Summary:** The Growth and Middle- Market Technology Banking team at MUFG covers the most exciting venture backed, ... traded technology companies in the world. They support pre-IPO growth and middle- market public companies in the innovation ecosystem by evaluating, structuring and… more
- Athene (West Des Moines, IA)
- …requests. + Support filing strategies to drive timely approvals and competitive speed-to- market . Regulatory & Securities Compliance + Advise on compliance with ... index license agreements and distribution arrangements. + Offer practical, solutions-oriented legal advice to product management, marketing, and operations … more
- SMBC (New York, NY)
- …companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
- SMBC (New York, NY)
- …companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI ... attorneys in their support of various business units. . Responsibilities + Rendering legal advice and support to the Bank's operations , including deposits,… more
- Trexquant Investment (Stamford, CT)
- …financial and business legal risks + Monitor and interpret changes in securities laws, SEC regulations, and corporate governance trends. + Manage legal ... a small team, senior leadership and cross-functional teams to proactively manage legal risk and guide the company's investment-related legal efforts.… more
- Robert Half Finance & Accounting (Chicago, IL)
- …experience, ideally in broker-dealer regulatory reporting + Deep understanding of securities markets , trading mechanisms, and relevant financial instruments. + ... + Collaboration: Work with various departments including accounting, trading, compliance, operations , and legal to gather information and address regulatory… more
- MTA (New York, NY)
- …negotiating the issuance of MTA and TBTA debt obligations in the global capital markets to raise funds for approved capital programs and liquidity facilities for MTA ... community and is expected to apply financial expertise to navigate the changing capital markets to ensure the MTA has un-interrupted access to the capital markets… more
- Bristol Myers Squibb (Princeton, NJ)
- …School and Expected Graduation Year + A list of the student's top 3 areas of legal interest and the reason for their interest in the selected areas. Please choose 3 ... Areas, Commercialization and Development)** + Develop an understanding of the legal and regulatory framework applicable to the commercialization and development of… more