- Citigroup (New York, NY)
- …+ Series 65 (or Series 66); Series 9 + Series 10 (or Series 24, Series 4 , and Series 53) + Must meet ALL US FINRA Registration ... incentive and retention awards. Citi offers competitive employee benefits, including: medical , dental & vision coverage; 401(k); life, accident, and disability… more
- Truist (Richmond, VA)
- …in Finance or Business. + Minimum 2 years of regulatory experience + FINRA Series 4 license **General Description of Available Benefits for Eligible Employees of ... **Essential Duties and Responsibilities** + Manage a team of 4 - 10 Supervisors. + Provide coaching and focused...with disabilities to perform the essential functions. + FINRA Series 7, 24, 53 and 66 licenses ( Series… more
- Truist (Atlanta, GA)
- …+ 7 or more years of regulatory, compliance or supervisory experience + FINRA Series 4 **General Description of Available Benefits for Eligible Employees of ... with disabilities to perform the essential functions. + FINRA Series 7, 24, 53, and 66 licenses ( Series...the division of Truist offering the position. Truist offers medical , dental, vision, life insurance, disability, accidental death and… more
- Truist (Charlotte, NC)
- …+ 7 or more years of regulatory, compliance or supervisory experience + FINRA Series 4 + Bilingual **General Description of Available Benefits for Eligible ... with disabilities to perform the essential functions. + FINRA Series 7, 24, 53, and 66 licenses ( Series...the division of Truist offering the position. Truist offers medical , dental, vision, life insurance, disability, accidental death and… more
- Citizens (Westwood, MA)
- …and business software programs (Excel, SharePoint, OneDrive, Salesforce) Preferred Qualifications + Series 4 + Experience with National Financial Services (NFS) ... Required Qualifications: + Licensing Requirements: Must hold active FINRA Series 7, 24, and 63 licenses. In addition, candidates...fully trained then the potential for hybrid work schedule: 4 in office and up to 1 day work… more
- City National Bank (Los Angeles, CA)
- …Demonstrated use of effective sales and communication skills. * Registered Representative with a FINRA Series 4 , 53, and Series 57 preferred. *WHAT'S IN IT ... years of direct client services experience required * FINRA Series 7 and 63 or 66 licenses * FINRA...offer our colleagues including: * Comprehensive healthcare coverage, including Medical , Dental and Vision plans, available the first of… more
- US Bank (St. Louis, MO)
- … 7, Series 24, and Series 63 or 66 required. Also, Series 4 required and/or must be willing to obtain within 180 days** Preferred Skills/Experience: ... the following (some may vary based on role, location or hours): + Healthcare ( medical , dental, vision) + Basic term and optional term life insurance + Short-term and… more
- PNC (PA)
- … Series 7, 66 (or 63/65), 24 (or 9/10) required. In addition, FINRA Series 4 and 53 required for trade review. State insurance license preferred. **Benefits** ... be available in all geographic locations. **Job Description** + Licensing requirements: FINRA Series 7/66 (63/65). Series 24 (9/10). + Partners with regulatory… more
- Citizens (Johnston, RI)
- …have the appropriate FINRA registrations including, but not limited to: Series 7, and Series 24; Series 4 (preferred) Some job boards have started using ... domestic partner status, victim of domestic violence, family status/parenthood, medical condition, military or veteran status, national origin, pregnancy/childbirth/lactation,… more
- Bank of America (Pennington, NJ)
- …independently + Communications, attention to detail, research/investigative knowledge **Desired Qualifications:** + Series 4 , Series 24 licenses preferred + ... crimes typologies + FINRA licenses including the SIE or Series 7 at minimum, or related experience + Knowledge...company also prohibits discrimination on other bases such as medical condition, marital status or any other factor that… more