- NiSource (Merrillville, IN)
- …Liaison 1 is responsible for a variety of tasks and functions in the corporate securities and governance team within the legal department, including (among other ... entry- level professional individual contributor, understands basic concepts of corporate governance and receives instruction, guidance & direction from more… more
- TD Bank (San Francisco, CA)
- …We are seeking a VP Compliance professional to join our TD Securities US Control Room located in San Francisco, California. **Responsibilities Include:** + ... Maintain the TD Securities Grey and Restricted lists. + Chaperone interactions and...to work + hard independently as well. + High level of ethical standards, integrity, and judgement. + Organized,… more
- TD Bank (New York, NY)
- …Identify, assess, and resolve potential and actual conflicts of interest across TDS Securities with a primary focus on Corporate and Investment Banking, Capital ... Officer to join our Compliance Control Room at TD Securities . This role is critical in reviewing, managing and...dealing with non-routine information + Focuses on short to mid - range planning (eg 6-12 months) + Manages regulatory… more
- TD Bank (New York, NY)
- …will support the continued integration of a complex global equity platform into TD Securities (USA) LLC and into the overall Compliance Framework. Focus will be on ... **Position Requirements** + 7+ years of Compliance experience, including Securities Advisory experience. Knowledge of trading algorithms, alternative trading systems… more
- TD Bank (New York, NY)
- …external/internal auditors, dealing with non-routine information + Focuses on short to mid - range planning (eg 6-12 months) + Manages regulatory reviews including ... at a global financial institution. + Firm understanding of securities and derivatives rules and regulations, and the ability...statements are intended to describe the general nature and level of work being performed by people assigned to… more
- TD Bank (New York, NY)
- …and/or performs tasks from end to end + Focuses on short to mid -term issues (eg monthly-quarterly) **Education & Experience:** + Bachelors degree or progressive work ... sales and trading markets + Strong knowledge of applicable securities laws, rules and regulations with the ability to...statements are intended to describe the general nature and level of work being performed by people assigned to… more
- TD Bank (New York, NY)
- …and/or performs tasks from end to end + Focuses on short to mid -term issues (eg monthly-quarterly) **Education & Experience:** + Bachelors degree or progressive work ... statements are intended to describe the general nature and level of work being performed by people assigned to...essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products… more
- TD Bank (New York, NY)
- …external/internal auditors, dealing with non-routine information + Focuses on short to mid - range planning (eg 6-12 months) + Manages regulatory reviews including ... representative, both internally and externally. + Possesses an advanced level of financial and strategic acumen to provide insight...of related experience (in Compliance) **Who We Are** TD Securities offers a wide range of capital markets products… more
- JPMorgan Chase (San Francisco, CA)
- **Market Executive, Mid - Corporate Banking - Commercial & Specialized Industries** Our Mid - Corporate Market Executives in Commercial & Specialized ... of clients. Market Executives bring a servant leadership approach to help our Mid - Corporate bankers achieve successful results while growing their skills and… more
- Truist (Lumberton, NC)
- …1st shift (United States of America) **Please review the following job description:** Mid - level position to contribute to the success of Investment Portfolio ... Operations, Corporate Funding Operations or Collateral Management Operations. Teams that...fixed income portfolio, $75+ billion funding portfolio, pledged investment securities and pledged loans. Contribute to the achievement of… more