- PNC (IL)
- …Regulatory Requirements, Risk Assessments, Risk Control, Strategic Objectives **Competencies** Anti- money Laundering /Sanctions Policies and Procedures, Audit And ... Compliance Function, Fraud Management, Internal Controls, Problem Solving **Work Experience** Roles at this level typically require a university / college degree, with 5+ years of industry-relevant experience. Specific certifications are often required. In… more
- Dow Jones (New York, NY)
- …corporate and governmental area - are relying on our services for their anti- money laundering , counter terrorist financing and third party risk management ... programs globally. **About the Role** As part of our investment plan, we are seeking exceptional business development professional to work in close partnership with the Risk & Compliance Sales, Product and Marketing teams globally as well as the wider Dow… more
- MUFG (New York, NY)
- …with the Bank's Business Standards of Conduct and all Patriot Act, CIP, Anti- Money Laundering , Bank Secrecy Act, Information Security and suspicious activity ... reporting requirements, and other regulatory and compliance policies and procedures. Successfully completes all requisite corporate and business line compliance training. **Requirements:** + 5 years+ of experience working in digital channels software design… more
- MUFG (Tempe, AZ)
- …Internal Audit and Compliance Testing. + Develop an understanding of global Anti- Money Laundering ("AML"), Sanctions, and Anti-Bribery & Corruption ("ABC") ... regulatory regimes. + Develop subject matter expertise regarding Issues Management ("IM") policy, standard, and procedures. + Develop partnerships with stakeholders to drive implementation of end-to-end GFCD Issues Management processes and procedures. +… more
- DataVisor (Mountain View, CA)
- …and Risk Platform, providing unparalleled detection coverage for fast-evolving fraud and money laundering activities. Our open SaaS platform easily consolidates ... and enriches data at scale, enabling organizations to respond to new threats in real-time. Featuring patented unsupervised machine learning technology, advanced device intelligence, a powerful decision engine, and comprehensive investigation tools, DataVisor's… more
- City National Bank (Los Angeles, CA)
- …Auditor (CISA) Or * Chartered Financial Analyst (CFA) Or * Certified Anti- Money Laundering Specialist (CAMS) Or *Additional Qualifications* * Strong verbal ... and written communication skills, to effectively present to peers and business management. * Ability to exhibit integrity and trust, and leadership skills needed to convey ideas and obtain management buy-in for constructive change. * Strong understanding of… more
- City National Bank (Los Angeles, CA)
- …to provide independent and objective assurance of the design and effectiveness of Anti- Money Laundering (AML), Office of Foreign Assets Controls (OFAC), and ... Anti-Bribery and Corruption (ABAC) practices for City National Bank (CNB). * Audit Assurance: * Prepare and oversee the execution of the annual audit plan for the CNB Financial Crimes audit universe, to assess the adequacy and effectiveness of the internal… more
- Banc of California (Santa Ana, CA)
- …to the following: Bank Secrecy Act (BSA) in conjunction with the USA PATRIOT Act, Anti- Money Laundering (AML) and Right to Financial Privacy Act (RFPA, state and ... federal) + Basic knowledge of the following applications and skills: FiServ, Premier Navigator, WireXchange, + Intermediate skills in computer terminal and personal computer operation; Microsoft Office applications including but not limited to: Word, Excel,… more
- Scotiabank (Tampa, FL)
- …compliance programs, internal and regulatory guidelines, including Know Your Customer, Anti- Money Laundering , etc.Performs day-to-day activities in a manner ... consistent with the Bank's risk culture and the relevant risk appetite statement and limits. + Supports an environment that pursues effective and efficient operations in accordance with Scotiabank's Values, its Code of Conduct and the Global Sales Principles,… more
- Citigroup (Tampa, FL)
- …diligence research + Prepare presentations on observations and payments related to potential money laundering activity or other financial crimes. + Engage in ... process improvement, to include ensuring process manuals stay up to date. + Work collaboratively to analyze and establish new controls based on emerging risk. **Additional Qualifications:** + Financial Crimes and/or Markets experience preferred. **Job Family… more