- Zurich NA (Washington, DC)
- …of underwriting + Establish new as well as develop existing agency and broker relationships + Working within limits and authorities on assignments of varying degrees ... or Equivalent and 5 or more years of experience in the Underwriting, Banking, Mortgage , Finance, or Market Facing area.OR + High School Diploma or equivalent and 10… more
- The Walt Disney Company (Rancho Mirage, CA)
- …**Contacting & Lead Generation** + Contact potential clients to gauge interest in broker services and refer them to agents. **Document Handling & Compliance** + ... Maintain a CRM system (eg, Salesforce) to track buyer engagement and follow-ups. ** Mortgage Loan Brokerage Support** + Assist brokers in fulfilling mortgage … more
- PNC (Pittsburgh, PA)
- …in Pittsburgh, PA. The candidate must have Foreign Exchange experience or Securities Broker Dealer experience . The position will require the ability to create ... working with FX Trading (Forwards, NDFs, Swaps, Options) or Broker Dealer Trading, Trade Capture, Accounting, and Settlements. *...any registered role, the Secure and Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the… more
- Bank of America (New York, NY)
- …variety of legal issues. Knowledge of the US securities laws, broker -dealer regulations, and banking regulations impacting the business, including issues relating ... and Securities Act issues helpful as is knowledge of processes concerning mortgage issuances and GSE origination. + Drafting of various legal agreements,… more
- First Horizon Bank (Memphis, TN)
- …+ Maintain and encourage means in which to simplify and streamline broker needs. Initiate methods of organization to encourage up-to-date customer/ broker ... wealth and trust management, retail brokerage, capital markets, fixed income, and mortgage banking services. First Horizon has been recognized as one of the… more
- First Horizon Bank (Memphis, TN)
- …provide primary compliance surveillance, reporting, and guidance for all aspects of a broker -dealer and a bank dealer and offer general support to the compliance ... Degree in Accounting, Finance or Business + Minimum 5 yrs. experience in broker -dealer Compliance or equivalent in legal, compliance or audit + Series 7 and… more
- Access Dubuque (Dubuque, IA)
- …valued, and heard. **Why join Northwestern Mutual:** + Top 5 US Independent Broker -Dealers 4 + Unsurpassed financial strength with total company assets of $366 ... Services, LLC** **(NMIS)** (Investment Brokerage Services), a registered investment adviser, broker -dealer, and member of FINRA and SIPC, and Northwestern Mutual… more
- HUB International (Fairfield, CT)
- …HUB International, you become part of the largest privately owned global insurance broker , providing a broad array of property, casualty, risk management, life and ... or new accounts as needed + Providing documentation to mortgage companies and lenders on behalf of clients +...Lines experience, assisting with account management with an established broker + Experience with an automated agency management system… more
- Access Dubuque (Dubuque, IA)
- …clients with safety, claims, and compliance challenges. As the leading insurance broker in the transportation industry, we provide better solutions, better advice, ... charged back to the producer** . + **Trucking Captives** . We are the exclusive broker for 7 trucking captives, including the two largest in the world. There are… more
- Zurich NA (Addison, TX)
- …with the organization's appetite, balanced with sound business opportunity. + Make broker /customer and on-sight calls with a planned and well-prepared purpose. Basic ... or more years of experience in the Insurance, Banking, Mortgage , Finance, Construction or Market Facing area.OR + High...+ Bachelor's Degree + Commercial Property underwriting experience and broker relationships in the South region + Ability to… more