- Equitable (Charlotte, NC)
- Entry Level Mutual Fund Internal Wholesaler (Strong Compensation Package) ( 250000HA ) **Primary Location** : UNITED STATES-NC-Charlotte **Organization** : ... This role is dedicated to the distribution of the 1290 retail mutual fund products issued by Equitable to professional financial intermediaries such as… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Complex investment concepts, practices, procedures and industry regulations related to Mutual Fund Reconciliation activities. + Intermediate mathematical skills ... balancing and reconciliation to provide support and oversight of the mutual fund reconciliation cash and/or share functions. + Independently resolve and/or… more
- Raymond James Financial, Inc. (Southfield, MI)
- …Basic investment concepts, practices, procedures and industry regulations related to Mutual Fund Reconciliation activities. + Basic mathematical skills including ... and resolve position breaks. + Identifies transactions between omnibus vendor and/or fund companies and the firm's books and records resulting in position breaks… more
- Aegon Asset Management (Denver, CO)
- …Summary Provide support for all internal and external sales efforts on all Transamerica product lines. Job Description Responsibilities + As part of a team, works ... productively together with the Cedar Rapids home office departments, the Internal and External Wholesalers, Divisional Vice Presidents, Channel Heads and the Internal Relationship Managers to effectively service and support Transamerica financial partners. +… more
- Aegon Asset Management (TX)
- …Summary Responsible for the distribution of Transamerica products for a defined territory. Job Description Responsibilities + Develop new business and maintain ... Job Family Regional / Field Sales About Us At Transamerica, hard work, innovative thinking, and personal accountability are qualities we honor and reward. We understand the potential of leveraging the talents of a diverse workforce. We embrace an environment… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …+ Produce workstream or project plans, ensuring that all activities are identified, are appropriately organized to deliver project objectives, and comply with the ... organization's project management framework. + Manage the delivery of research, workshops, and other activities to support the specification and agreement of project deliverables. + Plan and deliver stakeholder engagement activities to develop effective… more
- Raymond James Financial, Inc. (Southfield, MI)
- …+ Take overall responsibility for designing, developing, and delivering the organization's operational strategy and outcomes. + Take overall responsibility for ... setting and approving area budgets that achieve organizational strategy. + Manage and report on business performance; hold direct reports accountable for achievement of business plans, and take corrective action where necessary to ensure the achievement of… more
- Charles Schwab (Westlake, TX)
- …include responding to Client Service Team inquiries regarding payroll activities, ensuring trades are completed timely, maintaining quality control and procedures, ... **Your opportunity** The goal of Plan Administration is to meet the needs of Retirement Plan Services by providing the best client service possible as it relates to the recordkeeping aspects of Defined Contribution Retirement Plans. Specifically, a Specialist… more
- Thrivent Financial (OH)
- …area The Regional Investment Consultant (RIC) is responsible for sales of Thrivent Mutual Funds , ETFs and Thrivent Managed Portfolios. Position will provide ... Financial and lnvestment Representatives. The RIC is an external mutual fund wholesaling position. RICs proactively interact...email and virtual presentations as needed to position Thrivent Mutual Funds , ETFs and Thrivent Managed… more
- Lincoln Financial (Fort Wayne, IN)
- …(eg "stickers"). * Leading the process for maintaining, updating, and organizing mutual fund registration documents and all exhibits, including complex ... Researching, evaluating and reporting on regulatory matters related to mutual fund registration documents and fund...Required) * 5 - 7+ Years of experience with mutual funds , investment advisers and/or service providers… more