• Compliance Manager - Investment Risk

    KeyBank (Brooklyn, OH)
    …compliance, or asset management + Strong understanding of investment products, including mutual funds , SMAs, and alternative investments + Proficiency with risk ... of a diverse range of investment products-including equities, fixed income, alternative funds , and managed solutions-offered by Key Private Bank. As part of the… more
    KeyBank (07/09/25)
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  • Associate, Operations (Hybrid - Flexible Options)

    Broadridge Financial Solutions (Denver, CO)
    …an Operations Associate to join our team. In this role you will work closely with mutual fund families and clients to establish accounts with fund families, ... + One year of financial services experience, preferably in the brokerage or mutual fund industry. + Series 6 or 7 license preferred. Compensation Range:$50,000 -… more
    Broadridge Financial Solutions (06/11/25)
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  • Managing Legal Counsel - '40 Act

    T. Rowe Price (Owings Mills, MD)
    …Responsibilities + Provides specialized legal advice based on experience and research of mutual funds and ETFs, the Investment Advisers/Company Act of 1940, and ... Legal Counsel to support T. Rowe Price's growing exchange-traded fund (ETF) business. The position will be a member...experience handling '40 Act issues and experience working with mutual funds and/or ETFs Preferred: + Experience… more
    T. Rowe Price (07/05/25)
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  • Vice President, Strategic Cash & Collateral…

    JPMorgan Chase (New York, NY)
    …to, managing liquidity exposure, order submission of JPMorgan & third party mutual funds , managing of exposure through collateral management, primary point ... functions + Manage liquidity exposure and order submission of fund trades & Order submission of JPMorgan & third...trades & Order submission of JPMorgan & third party mutual funds + Act as the primary… more
    JPMorgan Chase (07/03/25)
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  • Vice President, USWA Market Leader

    BlackRock (Seattle, WA)
    …financial advisors. Representing a full suite of strategies - from iShares ETFs and mutual funds to SMAs and sub-advisory relationships - USWA's mandate is to ... entire breadth of each of BlackRock's solution sets (ETFs, Mutual Funds , SMA, Alternatives, Models). The geography...a plus) + Minimum 5+ years as an experienced mutual fund or ETF wholesaler (hybrid /… more
    BlackRock (07/20/25)
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  • Advisor Consultant - St. Louis

    The Hartford (Wayne, PA)
    …deep and long-term relationships with financial advisors, strategic partners, and firms. Hartford Funds ' products include Mutual Funds , ETFs, SMAs and CITs ... with internal sales support + Build strong relationships with Hartford Funds ' strategic partners, registered representatives, and firms + Effectively leverage data… more
    The Hartford (07/18/25)
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  • Investment Operations Specialist Lead

    City National Bank (Los Angeles, CA)
    …Bank and SEI Private Trust Company for such transactions as Corporate Actions, Mutual Fund Trades, Trust Settlements and Asset transfers. Additionally, can ... responded to. * Resolves problems and discrepancies related to mutual fund transactions, including but not limited...but not limited to incoming and outgoing transfers of mutual funds . * Coordinates with Account Officers,… more
    City National Bank (07/23/25)
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  • Client Service Associate Senior - City National…

    City National Bank (New York, NY)
    …for City National Securities (CNS). Process stock, option, fixed income, and mutual fund transactions for clients of City National Securities. Assist ... CNS clients to enter equity, option, fixed income, and mutual fund orders into the National Financial...General Securities Principal *Additional Qualifications* * Knowledge of equities, mutual funds , margin accounts, and options required.… more
    City National Bank (07/19/25)
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  • Fixed Income Specialist covering Latin America-…

    JPMorgan Chase (New York, NY)
    …Group (GFG) advisors and clients across all Core, Advisory, Separately Managed Accounts (SMAs), mutual funds (JPM and 3rd party) as well as solutions with fixed ... + Positive outlook and proactive disposition + Experience with managed accounts, SMAs, mutual funds , active and passive managers + Good judgment and discretion… more
    JPMorgan Chase (07/02/25)
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  • Senior Private Investment Services Analyst

    Wellington (Boston, MA)
    …of 30 June 2024, we serve as a trusted adviser to institutional clients and mutual fund sponsors in over 60 countries. Our innovative investment solutions are ... internal teams, in particular: internal and external Legal Counsel, Investors, Trading, Fund Services & Business, Valuations, and back-office teams + Analyze legal… more
    Wellington (05/15/25)
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