- Vanguard (Scottsdale, AZ)
- …methodology and standard processes. + Investment Acumen: Basic understanding of financial products ( mutual funds & ETFs) or accounting book of records, or ... data clients and stakeholders to enhance investment decisions and fund oversight. Serves as the point of contact for...practices 5. Develops a strong and consistent knowledge of funds and securities assigned and obtains an end-to-end knowledge… more
- Tompkins Community Bank (Mount Kisco, NY)
- …conference call transcripts, and research reports. + Perform 3rd party manager oversight in mutual funds and ETFs, manager selection and sourcing of new ideas - ... meet regularly with fund managers and research analytics of fund ...expert knowledge on our investment holdings (stocks, ETFs, and funds ), investment process and trade rationale. Act as a… more
- Citigroup (New York, NY)
- …global markets relationship among Corporates, Governments, Central Banks, Commercial Banks, Pension funds , Insurance companies and Mutual Funds . Provided ... clients: Corporates, Public Sector, Central Banks, Commercial Banks, Pension funds , Insurance companies and Mutual Funds to understand their market needs in… more
- City National Bank (New York, NY)
- …conduct and/or oversee the manager research and due diligence efforts for approved mutual funds , exchange traded funds (ETFs), separately managed accounts ... for identifying and researching alternative managers and strategies, including private funds and other partnership structures. * Assist with maintenance of CNR… more
- The Hartford (Wayne, PA)
- …wholesaling experience (internal or external) + Technical proficiency of mutual funds , ETFs, and other Hartford Fund investment products + Strong ... Business Development Consultant is responsible for driving sales of Hartford Funds ' products and solutions. This hybrid sales role requires building relationships… more
- BlackRock (Wilmington, DE)
- …many of the organizational core objectives. Products covered are the spectrum of Mutual Funds , ETF's, segregated clients and investment asset classes including ... as an authority! + Coordinate accurate and timely performance information across several fund groups while understanding the flow of information and data between the… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …+ Intermediate investment concepts, practices, procedures and industry regulations related to Mutual Fund trading activities. + Principles and practices of ... trading support to financial advisors and responds to inquiries regarding fund suitability, products and services. + Establishes and maintains periodic orders.… more
- City National Bank (Los Angeles, CA)
- …qualified investment advisory accounts is a plus. * Advise on issues relating to mutual funds , fund -related agreements, and regulatory filings. * Work with ... Bank and its registered investment adviser, broker-dealer, and registered investment fund subsidiaries and affiliates with respect to wealth management products and… more
- Janus Henderson Investors (Denver, CO)
- …as region or jurisdiction-specific regulations and especially the specific requirements for US Mutual Funds (SEC regulated Funds ). This includes both working ... of jurisdictional requirements, and especially the specific requirements for US Mutual Funds (SEC regulated Funds ). Counterparty Risk Management + Provide… more
- BMO Financial Group (Covina, CA)
- …client needs and provides solutions though the sales of managed products and services (eg mutual funds , mutual fund wrap accounts, ETF wrap accounts, ... insurance, annuities, retirement savings plans, and other similar products). Provides other solutions indirectly through referrals to business partners. + Supports the achievement of sales and performance targets for new asset sales, joint appointments,… more