• Alt Investments Ops Spec l

    UMB Bank (Milwaukee, WI)
    …marketplace from smaller correspondent banks and municipalities to the largest broker-dealers and mutual fund companies in the United States. As an Alternative ... the following areas: Corporate Trust, Distressed Debt, FDIC Sweep, Fund Services, Institutional Custody, Investment Banking, Investor Solutions and Public… more
    UMB Bank (07/18/25)
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  • Financial Analyst, Equitable Investment Management

    Equitable (New York, NY)
    …discussions with the broker dealer related to the group's model portfolios and retail mutual fund complex The base salary range for this position is $80,000 ... presentations and presentations to the independent Board of Trustees of the Funds , including the annual 15(c) contract renewal process + Helping to identify,… more
    Equitable (07/10/25)
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  • Senior Counsel- Legal & Wealth Management

    City National Bank (Jersey City, NJ)
    …qualified investment advisory accounts is a plus. * Advise on issues relating to mutual funds , fund -related agreements, and regulatory filings. * Work with ... Bank and its registered investment adviser, broker-dealer, and registered investment fund subsidiaries and affiliates with respect to wealth management products and… more
    City National Bank (07/04/25)
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  • Operations Trading Specialist (Contract) Remote

    Broadridge Financial Solutions (Denver, CO)
    …will research and resolve trade reject errors + Build successful relationships with mutual fund companies and various trading partners + Resubmit rejected trades ... + One year of financial services experience, preferably in the brokerage or mutual fund industry + Strong social and customer service skills and attention to… more
    Broadridge Financial Solutions (07/24/25)
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  • Fixed Income - Short Duration Portfolio Manager,…

    BlackRock (New York, NY)
    …a variety of product structures, including individual and institutional separate accounts, mutual funds and other pooled investment vehicles, and the ... treasury departments and retail investors, with portfolio types spanning separate accounts, mutual funds , ETFs and closed end funds . The disparate nature of… more
    BlackRock (07/20/25)
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  • Risk Manager

    Janus Henderson Investors (Denver, CO)
    …as region or jurisdiction-specific regulations and especially the specific requirements for US Mutual Funds (SEC regulated Funds ). This includes both working ... of jurisdictional requirements, and especially the specific requirements for US Mutual Funds (SEC regulated Funds ). Counterparty Risk Management + Provide… more
    Janus Henderson Investors (06/04/25)
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  • Compliance Professional - Trading and Portfolio…

    US Bank (Minneapolis, MN)
    …A minimum of six [6] years of compliance experience in investment adviser, mutual fund regulatory compliance. This experience will likely include significant ... proactive voice within Portfolio compliance, as well as USBAM/PFMAM separate accounts, funds , and institutional accounts. Support the CCO and Compliance Director on… more
    US Bank (07/18/25)
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  • Wealth Financial Advisor

    BMO Financial Group (Los Angeles, CA)
    …client needs and provides solutions though the sales of managed products and services (eg mutual funds , mutual fund wrap accounts, ETF wrap accounts, ... insurance, annuities, retirement savings plans, and other similar products). Provides other solutions indirectly through referrals to business partners. + Develops internal and external networks and referral sources to grow business in the assigned… more
    BMO Financial Group (07/15/25)
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  • Manager Selection Analyst

    Bank of America (New York, NY)
    …to the firm's delivery of a high-quality platform of equity investment vehicles ( mutual funds , separately managed accounts, active ETFs. etc.). Focus areas may ... Conducts primary manager due diligence; both initial and ongoing on mutual fund and separate account vehicles. Primary responsibility includes: * maintaining the… more
    Bank of America (07/12/25)
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  • Trade Coordinator, Associate

    JPMorgan Chase (Columbus, OH)
    …supports single manager and multi-manager advisory strategies, multi-strategy solutions as well as mutual fund advisory products for PB, CWM, JPMA, and JPMPA ... and skills:** + Understand all relevant investment products (managed accounts, equities, mutual funds , ETFs) + Demonstrated passion and understanding of… more
    JPMorgan Chase (07/12/25)
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