- City National Bank (Houston, TX)
- …* Completion of or pursuit of CFA designation, MBA or both. * FINRA Series 7 : General Securities Rep * Excellent knowledge in the following areas: ... a network of potential prospects, maintain referral sources, learn sales techniques and provide full support to close and...for bonus and/or commissions. *Benefits and Perks* At City National , we strive to be the best at whatever… more
- Athene (TX)
- …experience required. + Knowledge of Fixed Annuity and RILA Marketplace. + Life & Health, FINRA Series 7 and Series 63 licenses. Must have or obtain FINRA ... Bank Channel. The VP will partner with the Division Sales VP in developing and leading the wholesaling efforts...Licensing ( Series 6) within 6 months of employment. + Proven… more
- Bank of America (New York, NY)
- …years of demonstrated experience with sales and building, leading, managing and coaching a team + Series 7 & 66 (63 and 65) required and Series 9 & 10 or ... are meeting and achieving hurdles + In alignment with national program, lead training and develop activities, tools, and...and counsel Advisor Trainees on strategic business drivers. + Sales Force Expansion: Support sales management in… more
- City National Bank (Beverly Hills, CA)
- …generation and organization experience * 1 to 2 years to complete licensing: Series 7 , 66 * Master financial modeling system *Compensation* Starting base ... of accurate data and documentation, this person creates in-depth sales proposals, generates investment analysis and financial planning materials...assigned to this job. *Benefits and Perks* At City National , we strive to be the best at whatever… more
- TIAA (Philadelphia, PA)
- …relationships with affluent clients or equivalent experience; Required **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; Series 65; Series ... Mindset, Practice Management Strategy, Prioritizes Effectively, Retirement Planning Selling, Sales , TIAA Products/Services Acumen, Wealth Due Diligence, Wealth Management… more
- BMO Financial Group (San Francisco, CA)
- **This is a licensed position requiring the SIE, Series 6, 63, Life and Health** Bilingual in English and Cantonese Language is preferred **_The mission of Premier ... + **This is a licensed position requiring the SIE, Series 6, 63, Life and Health** + Proactively builds...deliver the desired customer experience. + Uses a consultative sales process to develop strong customer relationships; acts as… more
- TIAA (Andover, MA)
- …Preferred **Work Experience** + 3+ Years Required; 5+ Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; Series 65; Series ... Mindset, Practice Management Strategy, Prioritizes Effectively, Retirement Planning Selling, Sales , TIAA Products/Services Acumen, Wealth Due Diligence, Wealth Management… more
- Truist (Richmond, VA)
- …standards specific to investments and insurance. 5. A minimum of Securities Industry Essentials (SIE), FINRA Series 7 , Series 66 or 65/63, and Series 24 ... and asset allocation objectives and policies. Monitor, maintain and update sales activity, pipeline and other pertinent information using the bank's contact… more
- NBT Bank (Fairport, NY)
- …service provider. Unique Job Characteristics and Requirements: NASD Series 6 and Life License. Series 7 preferred. If not Series 7 licensed, FC will ... makes appropriate recommendations. Meets regularly with assigned branches to discuss sales ideas, referral opportunities, sales efforts, current investment… more
- Wells Fargo (Charlotte, NC)
- …is seeking a Retirement Development Consultant (Business Growth Strategy Consultant) in the National Sales Client Relationship Group as part of Wealth and ... + Consult on advanced retirement cases to achieve stated sales goals. Specifically, the consultant will be handling calls...experience, training, military experience, education + Successfully completed FINRA Series 6 (or 7 ) exam to qualify… more