- Equitable (OR)
- …Alaska) * Thorough working knowledge of 401(k)/457(b), cash balance and managed account products * FINRA Series 6 or 7 , and Series 63 Registrations * Life & ... (RVP) is responsible for driving growth of 401(k) and governmental 457(b) sales through both Equitable Advisors (retail), 3rd party financial advisors in the… more
- TD Bank (Greenville, SC)
- …and partner effectively with other departments **Preferred Qualifications:** + Valid and active Series 7 & 66 **OCC Language:** + This position is with ... objectives. The PFA I will be part of a sales desk team responsible for developing and maintaining TD...Experience:** + Bachelor's degree preferred + Valid and active Series S65 is required, or obtained within allotted time… more
- Bank of America (Greenwood Village, CO)
- …registration may result in disciplinary action up to and including termination. Requirements: Either SIE, Series 7 and 66 registrations or SIE, Series 7 , ... Specialist role. This position operates in a marketing and sales development role by implementing and executing the Elite...the team's client book segmentation strategy **Required Qualifications:** + Series 7 , 63/65 or 66 or equivalent;… more
- T. Rowe Price (New York, NY)
- …of education and relevant experience AND + 8+ years of total relevant work experience + FINRA Series 7 AND 63/65, OR Series 7 AND 66 Preferred: + ... Role Summary The Alternative Investment Internal Consultant partners with external sales professionals to develop territories and manage relationships with Financial… more
- Bank of America (Salisbury, MD)
- …FSA Stage I must have a general awareness of core banking and investment solutions. Required Skills: Series 7 & 66 must be obtained within 120 days; Series ... to complete required industry licensing + Displays confidence working in a sales role + Builds strong client relationships through effective communication and… more
- San Francisco Federal Credit Union (San Francisco, CA)
- …Licenses and FINRA registrations: Active State Applicable Life Insurance License, Active Series 7 Registration, Active Series 63 Registration, Active ... position. TASKS, DUTIES, FUNCTIONS: * Utilizing a consultative, holistic approach, sales process, and assessment tools where appropriate. * Providing comprehensive,… more
- BMO Financial Group (IL)
- …must be available to work the 10-7pm CST shift as needed)_ + **Licensed Position** _:_ Active Series 7 , 66 or 7 ,63+65 and Life and Health are Required for ... the continued growth of the portfolio + Meet monthly sales goal + Outside Asset Gathering (ie, prospecting from...minimum of 3-5 years of financial industry experience + Series 7 and 66 or ( 7… more
- Bank of America (Pittsburgh, PA)
- …negotiating with a team of bank associates to solve client problems. + Securities Industry Essentials (SIE), Series 7 & 63 (Must obtain SIE, series 7 & ... + Acquires, deepens, and maintains profitable client relationships through sales , prospecting, and enhancing existing relationships + Understands and interprets… more
- HSBC (New York, NY)
- …qualifications to succeed in this role: Demonstrated experience in sales or marketing business. + Series 7 , Series 63 & 65 or Series 66 + High ... supporting the Alternatives Product Specialist in maintaining Alternatives platform, supporting sales initiatives as well as smooth functioning of the day-to-day… more
- Equitable (Syracuse, NY)
- …**Qualifications** **Required Qualifications** + 3 Years of Experience with FINRA Series 7 and Series 63 or Equivalent ... Financial Professionals on the Remote Advice team by ensuring sales practices, account documentation, and books and records comply...is Required + Ability to obtain FINRA Series 24 license within 90 days of hire +… more