• Director, Sales Desk Manager - Advisor…

    Janus Henderson Investors (Denver, CO)
    …industry and/or training; or an equivalent combination of education, experience and training. + Series 7 and 63 licenses required prior to hire. + Advanced ... you! Your opportunity + Initiate and/or follow up on sales calls, provide intermediaries with sales ideas,... targets. + Responsible for creating a monthly webcast series in conjunction with practice management, portfolio construction, product… more
    Janus Henderson Investors (07/29/25)
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  • Intermediary Sales Consultant (B/D & Dcio)

    T. Rowe Price (Colorado Springs, CO)
    …experience AND 5+ years of total relevant work experience. + This role requires the FINRA Series 7 and Series 66 licenses. Licenses may be obtained within ... that matter to you . Role Summary The Intermediary Sales Consultant is a sales and relationship...discrimination on the basis of race, religion, creed, color, national origin, sex, gender, age, mental or physical disability,… more
    T. Rowe Price (07/16/25)
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  • Capital Markets Associate - Derivative Products…

    PNC (Charlotte, NC)
    7 /2011, is acceptable in lieu of Series 52) within 90 days of employment. Municipal Sales - SIE, Series 7 or 52, and 63 within 90 days of employment. ... experience preferred Familiarity with ISDA documentation preferred Licensing requirements: Series 7 & 63 or able to...days of hire. **Job Description** + Partners with senior sales team members in supporting the sales more
    PNC (07/31/25)
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  • Manager, Regional Sales - Commerce…

    Commerce Bank (St. Louis, MO)
    …leadership/supervisory experience within a broker-dealer or wealth management environment required + FINRA Series 7 & 63/65 or 66 licenses required at time of ... to align with corporate goals and regulatory requirements. The Sales Manager role requires a strategic leader with deep...hire + FINRA Series 24, or the ability to obtain within 9… more
    Commerce Bank (07/09/25)
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  • Capital Markets Managing Director Public Finance…

    PNC (San Antonio, TX)
    7 /2011, is acceptable in lieu of Series 52) within 90 days of employment. Municipal Sales - SIE, Series 7 or 52, and 63 within 90 days of employment. ... and 63 within 180 days of employment. DCM (Loan Syndications & Equipment Finance) - SIE, Series 79, Series 7 , and 63 within 120 days of employment.… more
    PNC (08/01/25)
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  • Capital Markets Director- Str/Org (IC)(F)

    PNC (Winston Salem, NC)
    7 /2011, is acceptable in lieu of Series 52) within 90 days of employment. Municipal Sales - SIE, Series 7 or 52, and 63 within 90 days of employment. ... relationships. Provides superior client experience. + Works closely with sales team, relationship managers, traders and other internal service...employment. DCM (Loan Syndications & Equipment Finance) - SIE, Series 79, Series 7 , and… more
    PNC (07/26/25)
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  • Repo Sales Financial Support Analyst-…

    Citigroup (Getzville, NY)
    …issues with transparency. **Qualifications:** + 2-5 years of relevant experience + Recommended licensing/registration: Series 7 , Series 9, Series 10, ... regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other… more
    Citigroup (08/02/25)
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  • Sr. Consultant Investment Sales Enablement

    Lincoln Financial (Radnor, PA)
    …or product management related fields + Bachelor's degree or equivalent work experience. + FINRA Series 7 & 63 preferred; Must obtain within 120 days of hire + ... closely with peers on partner teams. **What we're looking for** _Must-Haves_ + 5 - 7 + Years experience in alternative investments, alternative sales enablement,… more
    Lincoln Financial (07/23/25)
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  • Cash Equities Electronic Sales

    Citigroup (New York, NY)
    …additional languages preferred + Must be able to obtain the following licenses: Series 7 , 63 **Education:** + Bachelor's degree/University degree or equivalent ... and escalating, managing and reporting control issues with transparency. **Qualifications:** + 7 + years of sales experience + Experience in a client-facing… more
    Citigroup (06/15/25)
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  • Retirement - Regional Sales Specialist…

    T. Rowe Price (Baltimore, MD)
    …and relevant experience AND + 8+ years relevant work experience + This role requires FINRA Series 7 & 63 licenses + Willingness to travel 50-55% in sales ... currently residing in FL, GA, TN or NC. The Retirement Regional Sales Specialist (RSS) develops and maintains relationships within regionally assigned territories… more
    T. Rowe Price (07/15/25)
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