- TIAA (Dallas, TX)
- …**Work Experience** + 5+ Years Required; 7 + Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; Series 65; Series 66; ... in wealth management or financial services + FINRA registrations: Series 7 and either Series ...Bachelor's degree + Experience managing professional staff; specifically leading sales teams + Track record of meeting or exceeding… more
- JPMorgan Chase (New York, NY)
- …of meeting or exceeding sales goals; proven top contributor + Undergraduate Degree + Series 7 and 63 preferred, but will be required with in 12 months of ... structure and a platform of depth and breadth. The Deposit and Treasury Sales Specialist will partner with Private Bankers, Investors, Advisors and Client Service… more
- Janus Henderson Investors (Denver, CO)
- …such as an MBA or a professional certification such as the CFA. + FINRA Series 7 and 63 required. + Possesses broad knowledge of investment philosophies, ... we would love to hear from you! Your opportunity As the Director, Institutional Sales you will be responsible for coverage of large market institutional clients in… more
- BMO Financial Group (New York, NY)
- …of trading or sales procedures and broader regulatory and financial concepts. + Series 7 and 63 licenses required or attained within 6 months. + Demonstrates ... services to clients around the world. #bmocapitalmarkets The Institutional Equity Derivatives Sales Team is looking for a financial professional capable of working… more
- T. Rowe Price (Colorado Springs, CO)
- …+ Bachelor's degree or the equivalent combination of education and relevant experience + FINRA Series 7 and 66 (must be obtained within first 6 months) + ... matter to you . Role Summary As a Senior Sales Specialist, you will play an integral role in...discrimination on the basis of race, religion, creed, color, national origin, sex, gender, age, mental or physical disability,… more
- JPMorgan Chase (New York, NY)
- …well under pressure + Strong knowledge of Bloomberg, Microsoft Excel, Word and PowerPoint + FINRA Series 7 and 63 licenses are required for the role, but can be ... The Equity Derivatives Sales Desk covers Institutional clients including Asset Managers,...basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression,… more
- Wells Fargo (Mclean, VA)
- …experience + US only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 63 examinations (or FINRA recognized equivalents) ... have at least 18 months of experience functioning as a registered representative, Series 7 , within the five-year period immediately preceding the designation and… more
- Citigroup (New York, NY)
- …skills and interpersonal relationships with ability to influence. + Required: US FINRA Registration: SIE; Series 7 ; Series 63 + Series 65 (or ... responsibilities, setting vision and productivity goals, overall market profitability, sales , operations, recruiting/salesforce growth, and adhering to all regulatory...Series 66); Series 9 + Series 10 (or Series 24, Series… more
- TIAA (Frisco, TX)
- …associates up for success. You can even receive funding, coaching and support to pass FINRA Series 6 or 7 and 63 certification exams if you are not currently ... 1600 current associates began their TIAA journeys in our National Contact Center (NCC) and later changed course, ultimately...+ No Experience Required **FINRA Registrations** + SRC Indicator: Series 6 or 7 ; Series … more
- Huntington National Bank (Denver, CO)
- …experience, preferably in a banking environment + 3 or more years' experience managing a team + Series 7 , 63/65 or 66, 24, and Series 53 (or Series ... a Retail Banking branch network. The HFA Region Manager oversees regional sales activities, regulatory compliance, field operational execution and care for HFA… more