• Brokerage Client Service Associate

    Truist (Columbia, MD)
    …focusing on outbound sales calls. 6. Financial Industry Regulatory Authority (FINRA) Series 7 , 66 licenses or actively pursuing these licenses. The annual ... required for presentation and answering of questions. 4. Maximize sales opportunities by contacting potential investment clients based on...to obtain FINRA registrations within 365 days - SIE, Series 7 and Series 66.… more
    Truist (07/26/25)
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  • 529 Education Savings Consultant - Multilingual

    TIAA (KS)
    …Experience** + 2+ Years Required; 3+ Years Preferred **FINRA Registrations** + SRC Indicator: Series 6 or 7 ; Series 63 **Physical Requirements** + Physical ... Work **Career Level** 6IC **Required Skills:** + 2+ years sales experience in a client facing role, with a...with a focus on relationship building + SRC Indicator: Series 6 or 7 ; Series … more
    TIAA (07/23/25)
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  • Financial Planner

    Access Dubuque (Dubuque, IA)
    …+ Bonus programs and expense allowances + Support for insurance licensing, Securities Industry Essentials(R), Series 6, Series 7 , Series 63, and more + ... has been recognized for maintaining one of the best-trained sales forces in the country. We are committed to...Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7 , and 63. Northwestern Mutual… more
    Access Dubuque (07/31/25)
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  • Principle Review Analyst

    TD Bank (Marlton, NJ)
    …College degree or equivalent experience required. + 5+ years of Brokerage industry experience + FINRA Series 7 Required + FINRA Series 24 Required (or FINRA ... of the solicited business submitted by the Distribution Department's sales producers. This activity includes providing principal review and...or ability to obtain within scheduled time) + FINRA Series 65 or 66 (Preferred) + FINRA Series… more
    TD Bank (07/22/25)
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  • Senior Associate Equity Research- Biotech

    Truist (New York, NY)
    …to perform the essential functions. 1. BA/BS degree 2. Licenses Required: the SIE and the 7 Top Off (or Series 7 for those licensed prior to October ... flow, reacting with quick-takeaways to stock-moving developments Interacts with sales , trading, corporate management teams/ contacts, and institutional clients...2019), Series 63, Series 87 and either the Series 86… more
    Truist (08/02/25)
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  • Market Leader - Advisor Development Program

    Bank of America (Wayzata, MN)
    …years of demonstrated experience with sales and building, leading, managing and coaching a team + Series 7 & 66 (63 and 65) required and Series 9 & 10 or ... are meeting and achieving hurdles + In alignment with national program, lead training and develop activities, tools, and...and counsel Advisor Trainees on strategic business drivers. + Sales Force Expansion: Support sales management in… more
    Bank of America (07/29/25)
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  • Financial Consultant

    NBT Bank (Vestal, NY)
    …service provider. Unique Job Characteristics and Requirements: NASD Series 6 and Life License. Series 7 preferred. If not Series 7 licensed, FC will ... makes appropriate recommendations. Meets regularly with assigned branches to discuss sales ideas, referral opportunities, sales efforts, current investment… more
    NBT Bank (08/01/25)
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  • Wealth Management Advisor-Knoxville, TN

    TIAA (Dallas, TX)
    …relationships with affluent clients or equivalent experience; Required **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; Series 65; Series ... Management Strategy, Prioritizes Effectively, Quantitative Analysis, Retirement Planning Selling, Sales , TIAA Products/Services Acumen, Wealth Due Diligence, Wealth Management… more
    TIAA (08/02/25)
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  • Senior Premier Relationship Manager Licensed

    BMO Financial Group (Santa Cruz, CA)
    + **This is a licensed position requiring the SIE, Series 6, 63, Life and Health insurance.** **_The mission of Premier Services is to help mass affluent clientele ... here!_** **This is a licensed position requiring the SIE, Series 6, 63, Life and Health** + Proactively builds...deliver the desired customer experience. + Uses a consultative sales process to develop strong customer relationships, acts as… more
    BMO Financial Group (07/31/25)
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  • Senior Custom Credit Banker - Senior Lead Wealth…

    Wells Fargo (Chicago, IL)
    …of traditional banking products + Credit risk experience + FINRA registration including Series 7 and 66 (or FINRA recognized equivalents) **Job Expectations:** + ... closes the sale of custom credit products leveraging excellent sales and relationship management skills, credit skills, and strong...is required for ongoing employment in this position. FINRA Series 7 and 66 examinations, or equivalent… more
    Wells Fargo (07/31/25)
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