- TD Bank (Mount Laurel, NJ)
- …LLC and TD Wealth Management Services Inc) with independent and complex regulatory regimes.** **The Financial Advisors, Relationship Managers, and Investment ... initiatives as needed** **Job Summary:** The **Compliance Administration Oversight & Reporting Manager** ensures regulatory adherence and risk management within… more
- BMO Financial Group (Chicago, IL)
- …and sustainable solutions. + Manages the review and sign-off process for relevant regulatory reporting . + Develops governance and control related solutions and ... with the coordination and management of the review and sign-off of relevant regulatory reporting . + Operates at a group/enterprise-wide level and serves as… more
- BMO Financial Group (New York, NY)
- …ensure quality of execution. + Manages the review and sign-off process for relevant regulatory reporting . + Leads and integrates the monitoring, measurement & ... addresses any issues. + Coordinates and monitors the review and sign-off of regulatory reporting and attestations. + Operates at a group/enterprise-wide level… more
- University of Southern California (Los Angeles, CA)
- …under the direction of the Regional Operations Director and dotted line reporting to the Chief Nursing Officer USC Care and Ambulatory Services. Implements ... require attention. Ensures patient care and services, clerical functions and financial management are carried out in collaboration with hospital administration and… more
- Hartford HealthCare (Farmington, CT)
- …abreast of all regulations and standards to ensure compliance with governmental/ regulatory agencies or third-party payers, responsible for Epic quality assurance to ... Supports the HHC core values, strategic plan and established Patient Financial Services goals and objectives. **_Position Responsibilities:_** **Key Areas of… more
- Penn Medicine (Lancaster, PA)
- …care delivery system. The nurse complies with all regulations and standards of regulatory and accrediting bodies. + Qualified individuals must have the ability with ... through availability and appropriated utilization + of human, material and financial resources. + Educates patients about healthy practices and treatment modalities.… more
- Aegon Asset Management (Baltimore, MD)
- … reporting to Senior Director of Valuation, will lead multi basis financial reporting for Transamerica's Variable Annuity and Registered Index Linked Annuity ... promptly. + Maintain and enhance a strong internal control environment over financial reporting for Variable Annuity and RILA liabilities, guarantees, and… more
- Bank of America (New York, NY)
- …Line Unit ("FLU") personnel and other internal departments, such as Legal, Operations, Financial Crimes Compliance, and Regulatory Reporting . + Assist with ... are guided by a common purpose to help make financial lives better through the power of every connection....controls, and associated metrics for risk appetite and limits, reporting violations of compliance or regulatory activities… more
- Tucson Electric Power (Tucson, AZ)
- …10-K- financial statements and related notes,), etc. Ensures compliance with regulatory reporting requirements and timely completion. + Provides services to ... may support, as needed, the Controller's Area, which is comprised of Financial Accounting, External Reporting , Accounting Systems, Plant Accounting, Energy… more
- University of Southern California (Los Angeles, CA)
- …audits or future reference. * Ensure deliverables meet quality standards, regulatory requirements, and stakeholder expectations. * Manage procurement of resources ... plans, and status in formal and informal settings. * Facilitate meetings, reporting sessions, and group discussions to support project execution. * Provide guidance,… more