- Deloitte (Baltimore, MD)
- …and clients + 2+ Year Experience of providing advice regarding applicable AML/ OFAC regulations and requirements with a focus on Trade Finance, Fraud, Retail ... Banking, Private Banking, and Wealth Management. + Bachelor's degree preferably in Finance, Business, Law, Criminal Justice, or a related field + Limited immigration sponsorship may be available + Ability to travel 10%, on average, based on the work you do and… more
- US Bank (Irving, TX)
- …also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC , the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines ... applicable to an agreement, such as those related to ethics, safety, or operational procedures. Applicants must be able to comply with US Bank policies and procedures including the Code of Ethics and Business Conduct and related workplace conduct and safety… more
- US Bank (New York, NY)
- …also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC , the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines ... applicable to an agreement, such as those related to ethics, safety, or operational procedures. Applicants must be able to comply with US Bank policies and procedures including the Code of Ethics and Business Conduct and related workplace conduct and safety… more
- US Bank (Charlotte, NC)
- …also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC , the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines ... applicable to an agreement, such as those related to ethics, safety, or operational procedures. Applicants must be able to comply with US Bank policies and procedures including the Code of Ethics and Business Conduct and related workplace conduct and safety… more
- Federal Reserve Bank (Philadelphia, PA)
- …fingerprint / criminal background and Patriot Act/ Office of Foreign Assets Control ( OFAC ) watch list checks at least once every five years. + Certain eligibility ... rules apply. You will provide work authorization to prove your eligibility to work in the United States. + The above statements are intended to describe the general nature, level of work and the requirements of this position. They are not intended to be an… more
- Veralto (MA)
- …screening process including, but not limited to, employment verifications, criminal search, OFAC , SS Verification, as well as credit screening, where applicable and ... in accordance with federal and local regulations. **Nice to Have:** + Prior experience in the CPG industry + Knowledge of industry-specific compliance, food science, workflows, or customer needs. + Project management or risk management experience. + Experience… more
- Evertec Group, LLC (IA)
- …de Destruccion Masiva - LAFTFPADM -, Anti Corrupcion y Anti Soborno, OFAC , Sanciones, Retencion de documentos, entre otros) Documentar, parametrizar y gestionar los ... modelos de riesgo de cumplimiento (prevencion de riesgos de vado de Activos, Financiamiento del Terrorismo, Financiamiento de la Proliferacion de Armas de Destruccion Masiva - LAFTFPADM -, Corrupcion, Soborno, Proteccion de Datos Personales) con enfoque en las… more
- Federal Reserve Bank (Philadelphia, PA)
- …fingerprint / criminal background and Patriot Act/ Office of Foreign Assets Control ( OFAC ) watch list checks at least once every five years. + Certain eligibility ... rules apply. You will provide work authorization to prove your eligibility to work in the United States. + The above statements are intended to describe the general nature, level of work and the requirements of this position. They are not intended to be an… more
- Regions Bank (Birmingham, AL)
- …in the areas of fraud monitoring, cybersecurity, credit scoring, marketing, BSA/AML/ OFAC compliance, market risk, capital markets, operational risk, finance and ... accounting, loan pricing, deposit pricing, loan valuation, and economic capital. In Model Risk Management and Validation (MRMV), the Risk Quantitative Model Validation Analyst works with multiple teams of validation analysts, governance analysts, as well as… more
- Equitable (Charlotte, NC)
- …and regulatory requirements. + Conduct daily Customer Identification Program (CIP) and OFAC alert reviews to identify and address potential compliance issues. + ... Identify and report Anti-Money Laundering (AML) flags, ensuring timely escalation and resolution. + Review outsourced data entry for accuracy and quality control, implementing corrective measures where necessary. + Provide recommendations to senior leadership… more