- US Bank (Minneapolis, MN)
- …also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC , the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines ... applicable to an agreement, such as those related to ethics, safety, or operational procedures. Applicants must be able to comply with US Bank policies and procedures including the Code of Ethics and Business Conduct and related workplace conduct and safety… more
- Sprinklr (Washington, DC)
- …with SEC, SOX,data privacy and protection, anti-briberyand anti-corruption, OFAC and other sanctions laws, marketing,and other publiccompany, customer,partner,and ... vendorrequirements. + Participate inhighstakesnegotiations, both directlyandvia adviceand guidance provided todirectly responsiblelegal professionals. + Embedstrategic legal guidanceintoproduct development,the introduction of new products and services,… more
- US Bank (Tempe, AZ)
- …also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC , the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines ... applicable to an agreement, such as those related to ethics, safety, or operational procedures. Applicants must be able to comply with US Bank policies and procedures including the Code of Ethics and Business Conduct and related workplace conduct and safety… more
- US Bank (Franklin, TN)
- …also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC , the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines ... applicable to an agreement, such as those related to ethics, safety, or operational procedures. Applicants must be able to comply with US Bank policies and procedures including the Code of Ethics and Business Conduct and related workplace conduct and safety… more
- Federal Reserve Bank (Philadelphia, PA)
- …fingerprint / criminal background and Patriot Act/ Office of Foreign Assets Control ( OFAC ) watch list checks at least once every five years. + Certain eligibility ... rules apply. You will provide work authorization to prove your eligibility to work in the United States. + This position requires access to confidential supervisory information and/or FOMC information, which is limited to "Protected Individuals" as defined in… more
- US Bank (Cincinnati, OH)
- …also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC , the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines ... applicable to an agreement, such as those related to ethics, safety, or operational procedures. Applicants must be able to comply with US Bank policies and procedures including the Code of Ethics and Business Conduct and related workplace conduct and safety… more
- Google (Austin, TX)
- …sanctions regulations and lists (eg, Office of Foreign Assets Control ( OFAC ) sanctions programs, EU restrictive measures, UN security council resolutions). ... **Preferred qualifications:** + Experience organizing data and applying business context to improve processes or operations. + Strong ethical standards and a deep commitment to maintaining the highest levels of compliance. + Ability to work independently,… more
- Citigroup (New York, NY)
- …internal Compliance organization for approvals related to red flag alerts, OFAC , and complex Compliance Risk matters.** **Perform internal client financial ... identifier creation/maintenance, including mapping and hierarchy data integrity in relevant Citi systems.** **Liaise internally and externally regarding Credit Risk deal execution, including Loans, FX, LCs etc., and coordinate credit requests and approvals… more
- US Bank (Los Angeles, CA)
- …also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC , the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines ... applicable to an agreement, such as those related to ethics, safety, or operational procedures. Applicants must be able to comply with US Bank policies and procedures including the Code of Ethics and Business Conduct and related workplace conduct and safety… more
- US Bank (Chicago, IL)
- …also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC , the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines ... applicable to an agreement, such as those related to ethics, safety, or operational procedures. Applicants must be able to comply with US Bank policies and procedures including the Code of Ethics and Business Conduct and related workplace conduct and safety… more