- US Bank (Los Angeles, CA)
- …also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC , the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines ... applicable to an agreement, such as those related to ethics, safety, or operational procedures. Applicants must be able to comply with US Bank policies and procedures including the Code of Ethics and Business Conduct and related workplace conduct and safety… more
- Xylem (Charlotte, NC)
- …required. + Deep understanding of global trade regulations (EAR, ITAR, Customs, OFAC , etc.) and tariff classification procedures. + Understanding of the Commerce ... Control List (CCL) and ECCN classification. + Knowledgeable of Canada import and export regulations. + Strong analytical and research skills. + Effective interpersonal communication skills required (oral and written) with ability to relate with multiple… more
- US Bank (Brookfield, WI)
- …also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC , the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines ... applicable to an agreement, such as those related to ethics, safety, or operational procedures. Applicants must be able to comply with US Bank policies and procedures including the Code of Ethics and Business Conduct and related workplace conduct and safety… more
- US Bank (Irvine, CA)
- …also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC , the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines ... applicable to an agreement, such as those related to ethics, safety, or operational procedures. Applicants must be able to comply with US Bank policies and procedures including the Code of Ethics and Business Conduct and related workplace conduct and safety… more
- US Bank (Minneapolis, MN)
- …also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC , the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines ... applicable to an agreement, such as those related to ethics, safety, or operational procedures. Applicants must be able to comply with US Bank policies and procedures including the Code of Ethics and Business Conduct and related workplace conduct and safety… more
- Subaru of America (Van Buren Twp, MI)
- …300-799, Foreign Trade Regulations (FTR) 15 CFR 30, Office of Foreign Assets Control ( OFAC ) regulations 31 CFR, and Customs Duties 19 CFR. + Experience with global ... trade management systems or US Custom's Automated Commercial Environment (ACE) system. + Experience of working with forwarders or transportation/logistics vendors. + Basic operational knowledge of Harmonized Tariff Schedule (HTS) rules. + Must be a US Person… more
- US Bank (Norfolk, NE)
- …also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC , the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines ... applicable to an agreement, such as those related to ethics, safety, or operational procedures. Applicants must be able to comply with US Bank policies and procedures including the Code of Ethics and Business Conduct and related workplace conduct and safety… more
- MUFG (Tempe, AZ)
- …procedures. Ensure implementation of all compliance regulations including OFAC /BSA/AML/JFEL//Anti-boycott regulations in the Section's operations. Ensure the Staff ... receives proper training in all regulatory and bank compliance issues. Enforce applicable internal and HO operational procedures. + Special projects: Handle Special investigations, reports and assignments to support department Management's goal.… more
- Newtown Savings Bank (Newtown, CT)
- …regulatory, and internal policy/procedure requirements, including CIP, BSA, AML, and OFAC . Maintain and regularly update department procedures to reflect current ... standards and best practices. Analyze Customer Service Center performance data and prepare reports (eg, KPIs, incentive tracking). Use insights to inform staffing, training, and strategic decisions, and collaborate with other departments to ensure alignment… more
- Newtown Savings Bank (Newtown, CT)
- …management activities. + Maintain knowledge and follow all CIP, BSA, AML and OFAC requirements, as set forth in the Bank's policies, procedures and programs. ... Complete all compliance requirements by scheduled deadlines. + Meet with immediate supervisor to discuss service, sales performance, employee development, and personal career growth and development as established with Branch Management. + Support the Bank's… more