- US Bank (Brookfield, WI)
- …also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC , the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines ... applicable to an agreement, such as those related to ethics, safety, or operational procedures. Applicants must be able to comply with US Bank policies and procedures including the Code of Ethics and Business Conduct and related workplace conduct and safety… more
- US Bank (New York, NY)
- …also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC , the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines ... applicable to an agreement, such as those related to ethics, safety, or operational procedures. Applicants must be able to comply with US Bank policies and procedures including the Code of Ethics and Business Conduct and related workplace conduct and safety… more
- AAR (Wood Dale, IL)
- …laws and regulations such as the CFR Titles 15 and 19, ITAR, EAR, and OFAC , and implement industry best practices in accordance with those laws and regulations. + ... Use and keep abreast of on-line systems including but not limited to DECCS, Snap-R, and ACE Portal. and aid in training and resolving issues and errors. + Provide guidance on operational level matters such as Schedule B and Harmonized Tariff classifications. +… more
- US Bank (St. Louis, MO)
- …also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC , the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines ... applicable to an agreement, such as those related to ethics, safety, or operational procedures. Applicants must be able to comply with US Bank policies and procedures including the Code of Ethics and Business Conduct and related workplace conduct and safety… more
- US Bank (Minneapolis, MN)
- …also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC , the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines ... applicable to an agreement, such as those related to ethics, safety, or operational procedures. Applicants must be able to comply with US Bank policies and procedures including the Code of Ethics and Business Conduct and related workplace conduct and safety… more
- US Bank (Earth City, MO)
- …also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC , the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines ... applicable to an agreement, such as those related to ethics, safety, or operational procedures. Applicants must be able to comply with US Bank policies and procedures including the Code of Ethics and Business Conduct and related workplace conduct and safety… more
- Hubbell Power Systems (Shelton, CT)
- …Export Administration Regulations (EAR), US Treasury Office of Foreign Asset Control ( OFAC ), Bureau of Industry and Security (BIS) and Customs Trade Partnership ... Against Terrorism (C-TPAT) would be a plus + Willingness to travel as needed (less than 25%) + Audit experience highly preferred. A Day In The Life Execute audit program for Trade Compliance, to include: + Maintain Training Program + Ensure high-risk and… more
- KeyBank (Cleveland, OH)
- …designed for mitigating of Fraud Risk, Compliance Risk (such as AML, OFAC ), Credit Risk (such as CECL), Market Risk/Treasury/Liquidity Risk, etc. **ESSENTIAL JOB ... FUNCTIONS** + Perform hands-on quantitative model validation/review under supervision. This includes testing the model's conceptual soundness, data accuracy, methodology, and ongoing performance through techniques, such as back-testing, benchmarking,… more
- US Bank (Minneapolis, MN)
- …also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC , the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines ... applicable to an agreement, such as those related to ethics, safety, or operational procedures. Applicants must be able to comply with US Bank policies and procedures including the Code of Ethics and Business Conduct and related workplace conduct and safety… more
- L3Harris (Mason, OH)
- …(EAR), Foreign Trade Regulations (FTR), Office of Foreign Assets Control ( OFAC ), US Customs regulations and other participating government agencies (ie FDA, ... FCC, ATF). + Experience working with freight forwarders and customs brokers. + Proficient in Microsoft Office. + Ability to travel 20%. + Ability to obtain security clearance. In compliance with pay transparency requirements, the salary range for this role in… more