- Regions Bank (Hoover, AL)
- …Secrecy Act (BSA), Anti-Money Laundering (AML), Office of Foreign Assets Control ( OFAC ), or Consumer Due Diligence (CDD) experience **Skills and Competencies** + ... Ability to influence and resolve conflicts + Ability to work independently, with high level direction + Critical thinking and strategic planning + Demonstrated success in launching digital initiatives and/or major enhancements + Excellent organization and… more
- US Bank (Chicago, IL)
- …also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC , the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines ... applicable to an agreement, such as those related to ethics, safety, or operational procedures. Applicants must be able to comply with US Bank policies and procedures including the Code of Ethics and Business Conduct and related workplace conduct and safety… more
- Marex (New York, NY)
- …Hedge Fund, Institutional Investor + Strong understanding of FinCEN, FATCA and OFAC regulations + Knowledge of financial industry rules and regulations + Proficiency ... in back-office systems; experience with World Check a plus + Experience working in a regulated environment and knowledge of the risk and compliance requirements associated with this. + Bachelor's degree preferred. Salary Range: $70,000 to $85,000 per year and… more
- Delta Air Lines, Inc. (Atlanta, GA)
- …to ensure adherence to US and international trade laws (eg, EAR, ITAR, OFAC , customs regulations). + Develop and implement a bonded storage strategy to optimize ... duty deferral, improve inventory control, and ensure compliance with customs regulations for goods stored in bonded warehouses. + Monitor and interpret changes in trade regulations and assess their impact on the business. Ensure timely updates to internal… more
- First Horizon Bank (Birmingham, AL)
- …weekly and monthly + Orders UCC searches, files UCCs and performs OFAC checks + Communicate with clients, attorney's, insurance companies, title companies, and ... various other professionals + Cross-train on loan documentation/funding, Rapport reviews, and basic understanding of attorney prepared documents + Work closely with Relationship Managers, Commercial Bankers, Portfolio Managers/Credit Analysts to ensure… more
- US Bank (Cincinnati, OH)
- …also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC , the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines ... applicable to an agreement, such as those related to ethics, safety, or operational procedures. Applicants must be able to comply with US Bank policies and procedures including the Code of Ethics and Business Conduct and related workplace conduct and safety… more
- Verint Systems, Inc. (Boston, MA)
- …screening process including, but not limited to, employment verifications, criminal search, OFAC , SS Verification, as well as credit and drug screening, where ... applicable and in accordance with federal and local regulations. \#LI-BM1 MIN: $165K MAX: $175K Verint Systems Inc. is an equal opportunity employer and is committed to maintaining a workplace free from discrimination, retaliation, and sexual and any other… more
- US Bank (Englewood, CO)
- …also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC , the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines ... applicable to an agreement, such as those related to ethics, safety, or operational procedures. Applicants must be able to comply with US Bank policies and procedures including the Code of Ethics and Business Conduct and related workplace conduct and safety… more
- Aramco Services Company (Houston, TX)
- …Exchange Activity Compliance (eg - CME, ICE, Platts) + CBP import/export controls + OFAC and international trade sanctions + Competition Law Advisory + ABAC and FCPA ... Compliance Commodities and Financial Trading Advisory (physical and paper trading) + Support and serve as lead counsel for regulatory inquiries and investigations + Provide support as needed to Aramco Trading's compliance department on matters such as… more
- US Bank (Little Rock, AR)
- …also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC , the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines ... applicable to an agreement, such as those related to ethics, safety, or operational procedures. Applicants must be able to comply with US Bank policies and procedures including the Code of Ethics and Business Conduct and related workplace conduct and safety… more