- US Bank (Minneapolis, MN)
- …also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC , the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines ... applicable to an agreement, such as those related to ethics, safety, or operational procedures. Applicants must be able to comply with US Bank policies and procedures including the Code of Ethics and Business Conduct and related workplace conduct and safety… more
- Verint Systems, Inc. (Providence, RI)
- …check process, including but not limited to employment, education, criminal convictions, OFAC , SS Verification and credit, where available and in accordance with ... federal and local regulations + Wells Fargo may request that additional checks be conducted on Verint employees. Verint reserves the right, consistent with applicable law, to require employees in certain positions to undergo background checks periodically or… more
- Banc of California (Denver, CO)
- …property condition reports, environmental reports, background checks, credit reports, and OFAC information. + Maintains DocServer/Loan Manager (SBL) and ensures it ... up-to-date on a daily basis. + Build and maintains loan file folders. + Ensure that all pertinent loan origination information is transmitted to Portfolio Management and filed appropriately upon loan closing. + Perform other duties as assigned. + Complies with… more
- MetLife (New York, NY)
- …and implementation of economic sanctions; serve as a point of contact with OFAC , MetLife's US sanctions regulator. * Review and advise on Anti-Financial Crime (AFC) ... policies, procedures and risks. * Regularly advise the Global Head of AFC Compliance and team. * Collaborate on M&A and other third-party deals serving as sanctions/AML/ABC subject matter expert. * Other responsibilities include research and writing, advising… more
- Verint Systems, Inc. (Helena, MT)
- …screening process including, but not limited to, employment verifications, criminal search, OFAC , SS Verification, as well as credit and drug screening, where ... applicable and in accordance with federal and local regulations + The ability to obtain the necessary credit line required to travel **Preferred Requirements:** + Working knowledge of value-added ROI business process sales engagements/tools + Knowledge of… more
- US Bank (Minneapolis, MN)
- …also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC , the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines ... applicable to an agreement, such as those related to ethics, safety, or operational procedures. Applicants must be able to comply with US Bank policies and procedures including the Code of Ethics and Business Conduct and related workplace conduct and safety… more
- US Bank (Hackensack, NJ)
- …also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC , the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines ... applicable to an agreement, such as those related to ethics, safety, or operational procedures. Applicants must be able to comply with US Bank policies and procedures including the Code of Ethics and Business Conduct and related workplace conduct and safety… more
- US Bank (Louisville, KY)
- …also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC , the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines ... applicable to an agreement, such as those related to ethics, safety, or operational procedures. Applicants must be able to comply with US Bank policies and procedures including the Code of Ethics and Business Conduct and related workplace conduct and safety… more
- Truist (Richmond, VA)
- …related training 2. Five years of demonstrated experience with Anti-Money Laundering, OFAC , Fraud, and/or Compliance programs 3. Knowledge of laws, rules, and ... regulations impacting financial crimes programs 4. FRM designation, Certified Anti-Money Laundering Specialist (CAMS), Certified risk management specialist, or other qualified, related professional certifications **General Description of Available Benefits for… more
- US Bank (Hartford, CT)
- …also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC , the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines ... applicable to an agreement, such as those related to ethics, safety, or operational procedures. Applicants must be able to comply with US Bank policies and procedures including the Code of Ethics and Business Conduct and related workplace conduct and safety… more