- Family Dollar (Chesapeake, VA)
- …work papers. + Ensure compliance with applicable regulations, including Dodd-Frank & OFAC . **Leadership & Team Development** + Supervise and mentor the Treasury ... Analyst and Banking Associates. + Drive professional development, performance management, and team engagement. + Participate in hiring, onboarding, and succession planning. **Minimum Requirements** + Bachelor's degree in Finance, Accounting, or a related… more
- US Bank (Beverly Hills, CA)
- …also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC , the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines ... applicable to an agreement, such as those related to ethics, safety, or operational procedures. Applicants must be able to comply with US Bank policies and procedures including the Code of Ethics and Business Conduct and related workplace conduct and safety… more
- L3Harris (Salt Lake City, UT)
- …US trade sanctions program to include Office of Foreign Assets Control ( OFAC ) Preferred Additional Skills: + Ability to interpret USG laws/regulations and assess ... risk management aspects + Experience with OCR EASE + Previous assignment in military operational and/or policy positions + Technical background + Background in the Foreign Military Sales program + Team player, proactive, self-motivated, highly organized,… more
- US Bank (Nashville, TN)
- …also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC , the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines ... applicable to an agreement, such as those related to ethics, safety, or operational procedures. Applicants must be able to comply with US Bank policies and procedures including the Code of Ethics and Business Conduct and related workplace conduct and safety… more
- ManpowerGroup (New York, NY)
- …Review and assess the implementation of regulatory changes, including BSA, FATF, OFAC , FinCEN, and other relevant guidelines. + Identify gaps, risks, and ... non-compliance areas within AML/CTF programs and provide recommendations for remediation. + Develop detailed audit reports, including findings, action plans, and recommendations. **What's Needed?** + Bachelor's degree in Accounting, Finance, Business, Law, or… more
- Bombardier (Wichita, KS)
- …and administering export licensing authorizations and other approvals, DDTC, BIS, and OFAC . + Approve transactions involving the uses of Exemptions and Exceptions. + ... Assisting in the development and presentation of export-related training for Bombardier. + Be responsible for regularly issuing communications on export control issues/updates and their effect on Bombardier. + Be responsible for the application,… more
- Amalgamated Bank (San Francisco, CA)
- …borrowers through Know Your Customer (KYC) process including but not limited to OFAC , LexisNexis and various AML systems 14.Start all Commercial Real Estate loan ... packages by processing initial deposit, assigning mortgage number, creating digital loan file, etc. 15.Provide and perform clerical related duties in department as directed. Maintain neat and accurate file and records of department and client correspondence,… more
- Mizuho Corporate Bank (New York, NY)
- …and Enhanced Due Diligence without immediate direction or supervision + Conduct OFAC and Negative News searches on clients and related parties to identify ... and assess potential risk to the firm + Ability to determine and review Dodd Frank regulatory information provided by the client and determine if sufficient based on regulation + Evaluate an Investment Advisor's organization structure as well as determine when… more
- US Bank (Charlotte, NC)
- …also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC , the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines ... applicable to an agreement, such as those related to ethics, safety, or operational procedures. Applicants must be able to comply with US Bank policies and procedures including the Code of Ethics and Business Conduct and related workplace conduct and safety… more
- US Bank (San Diego, CA)
- …also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC , the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines ... applicable to an agreement, such as those related to ethics, safety, or operational procedures. Applicants must be able to comply with US Bank policies and procedures including the Code of Ethics and Business Conduct and related workplace conduct and safety… more