- Wells Fargo (New York, NY)
- …execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and ... completion and clearing of a background check. Internal transfers are subject to compliance with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and… more
- Wells Fargo (New York, NY)
- …execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and ... periodic screening and mandatory reporting of certain incidents. + Specific compliance policies may apply regarding outside activities or personal investing;… more
- Wells Fargo (New York, NY)
- …execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and ... periodic screening and mandatory reporting of certain incidents. + Specific compliance policies may apply regarding outside activities or personal investing;… more
- Wells Fargo (Los Angeles, CA)
- …execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and ... or 66 must be completed prior to conducting Investment Advisory business. Compliance with state law registration and licensing requirements is mandatory. In addition… more
- V2X (Reston, VA)
- …career mobility.Mission-Driven Work: Lead quality assurance initiatives that enhance operational efficiency, compliance , and mission readiness worldwide. Who ... leader who thrives on implementing standards, driving process improvements, and ensuring compliance , we encourage you to join our Quality Control Manager Talent… more
- Sarasota County Government (Sarasota, FL)
- …apply today! About the Position In this role, you will be responsible for Operational Program Compliance + Assists the Community Housing Manager in the ... on behalf of the county to assess the provider's compliance in accordance with the terms and conditions of...to requirements, fiscal accounting, and other requirements to ensure compliance . Grant and Loan Monitoring and Reporting + Monitors… more
- Omaha Public Power District (Omaha, NE)
- …Shape an inclusive, high-performance culture that reflects OPPD's values and supports operational excellence. + Ensure Compliance & Ethics: Provide strategic ... and senior leadership to build an inclusive, people-first culture that drives operational excellence and positions OPPD for sustained success. This role will operate… more
- Volunteers of America Los Angeles (Los Angeles, CA)
- …with tools for real time data decision making to allow them to implement operational and program compliance in day to day program decision making. Participates ... part of the CQI team, the Senior Data & System Analyst will lead compliance program data efforts from planning stages through execution of the evaluation and testing… more
- HSBC (New York, NY)
- …the highest standards for Compliance and Risk Management + Ensure compliance , operational risk controls in accordance with HSBC or regulatory standards ... Credit Approval Brand: HSBC Area of Interest: Risk and Compliance Location: New York, NY, US, 10001 Work style:...Work style: Hybrid Worker Date: 7 Jan 2026 In compliance with applicable laws, HSBC is committed to employing… more
- NRG Energy, Inc. (NJ)
- …Primary responsibility for CIP compliance at assigned site. + Create and maintain compliance or operational procedures as required. * Be the lead for all CIP ... **Job Summary** Ensures execution of the security services and CIP compliance for generating plants. Will be responsible for maintaining inventories, configuration… more