- Intuit (Atlanta, GA)
- …analyze operational data and frontline feedback to identify emerging risk trends, process inefficiencies, or gaps in tooling and controls. + Collaborate ... and tooling enhancements. + Support the leadership team by synthesizing complex risk information and operational insights, contributing to strategic planning and… more
- Citigroup (Getzville, NY)
- …activities thus improving identification and remediation of significant control issues and operational risk events in a timely manner. **Responsibilities** : + ... **Qualifications** : + Minimum of 6-10 years of experience in operational risk management, compliance, audit, or other control-related functions in the financial… more
- Citigroup (San Jose, CA)
- …standards **Qualifications** : + Minimum of 5-8 years of experience in operational risk management, compliance, audit, or other control-related functions in ... activities and processes against conformance with applicable requirements to strengthen risk management quality such as quality testing performed for business… more
- CIBC (New York, NY)
- … assessment process to identify and evaluate risks and controls according to operational risk standards, policies and procedures. The role is accountable for ... between all Capital Markets Front Office teams, and the Infrastructure and Risk / Compliance Partners. The Team supports the Capital Markets Front Office businesses… more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... conduct risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management… more
- Scotiabank (Dallas, TX)
- …and effectiveness of day-to-day business controls to meet obligations with respect to privacy, operational risk , regulatory compliance risk , AML/ATF risk ... required **Education & Experience** + Minimum 5+ years of experience in operational risk management or audit function in the financial services industry or 10+… more
- City National Bank (Charlotte, NC)
- …to support LOB's and 2LOD / 3LOD support functions, including but not limited to Operational Risk , Business Continuity, IT Risk , Vendor Risk , Corp. ... risk program functions, including Compliance Risk Assessments, Key Risk Indicators (KRI) review, Issue Management, Operational Losses, and more. Provide… more
- JPMorgan Chase (Jersey City, NJ)
- …assessments in partnership with Control Management and Business teams as needed (Qualitative Operational Risk Assessments (QORA), Compliance and Operational ... of the three lines of defense in banking institutions: Compliance, Conduct, and Operational Risk Frameworks + Proficient in Microsoft Office Suite (Word, Excel,… more
- Scotiabank (New York, NY)
- …trading books. Adhere to day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... conduct risk , including but not limited to responsibilities under the operational risk management framework, regulatory compliance risk management… more
- Capital One (Plano, TX)
- …closely with senior business and risk office leaders, technology, compliance, legal, and operational risk . In your role, you will: + Gain experience with ... Business Continuity, Sr Associate (FS) The Auto Risk Office team is seeking a talented team...enables business partners to tackle major company challenges in operational resiliency. In this role, you will lean into… more