- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... conduct risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management… more
- American Express (Phoenix, AZ)
- …have diverse backgrounds including internal controls, consumer compliance, technology, operational risk , financial accounting, data analytics, and banking ... is to protect and enhance organizational value by providing independent, objective, risk -based assurance, advisory services and to influence the way the company… more
- Scotiabank (New York, NY)
- …help ensure the adequacy, and effectiveness of day-to-day business controls. Understand that operational risk , regulatory compliance risk , AML/ATF risk , ... be met. This includes but is not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management… more
- American Express (Apex, NC)
- … risk areas including Financial Crime and Compliance, with input in broader areas of operational risk + Ensure all activities & guidance provided to BU are in ... Crimes to lead a diverse team of high-performing professionals focused on ensuring risk and control management is embedded in the day-to-day operations of our… more
- Santander US (Quincy, MA)
- …- Required. + Extensive experience in control testing, Internal Audit, RCSA, SOX, operational risk , or technology risk within a regulated financial ... First Line of Defense, responsible for building and overseeing a comprehensive, risk -based control testing program across Santander US. This role provides strategic… more
- PenFed Credit Union (Mclean, VA)
- …and compliance with applicable regulatory requirements. + Collaboration with Enterprise Operational Risk Management team to assess data-related operational ... Virginia location. This leader will report to the AVP of Enterprise Risk Management, responsible for enhancing and monitoring enterprise data governance policies and… more
- Wells Fargo (New York, NY)
- …(viii) providing guidance to other support partners (ie, compliance, credit, operational risk ) and enterprise/wholesale groups related to matters associated ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance),… more
- Santander US (Providence, RI)
- …- Required. + Extensive experience in control testing, Internal Audit, RCSA, SOX, operational risk , or technology risk within a regulated financial ... First Line of Defense, responsible for building and overseeing a comprehensive, risk -based control testing program across Santander US. This role provides strategic… more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... conduct risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management… more
- Scotiabank (Dallas, TX)
- …risk culture should be considered in day-to-day activities and decisions. + Assesses Operational Risk Events for significance / impact on the business and its ... objective assurance over the design and operations of the Bank's internal controls, risk management and governance processes. We are professionals who thrive in a… more