- Marex (New York, NY)
- …under the SEC, FINRA, NFA, CFTC and other applicable exchanges. + Adhere to the operational risk framework for your role ensuring that all regulatory or company ... network requirements. + Maintenance of the Marex Network. + Operational support for all network related issues + Design/Implementation...and/ or your supervisor as required. + To escalate risk events immediately. + To provide input to … more
- Marex (New York, NY)
- …under the SEC, FINRA, NFA, CFTC and other applicable exchanges. + Adhere to the operational risk framework for your role ensuring that all regulatory or company ... trading venues, direct access to exchanges where required, intelligent arbitrage and risk minimization across a broad range of liquidity pools. Responsibilities: +… more
- SMX (Madill, OK)
- …Command (USCENTCOM) mission requirements. This role leads complex assessments of operational readiness, risk , force employment, and capability effectiveness ... effectiveness, risk , and readiness of ISR, aviation, and joint operational capabilities across multiple AORs. + Develop and brief senior-level assessment… more
- Citizens (Charlotte, NC)
- …(SEC, FINRA) and internal policies, maintaining robust controls to mitigate operational risk . Qualifications Required + Completed Bachelor's degree in ... group. You ensure the efficient and effective delivery of operational processes, including client onboarding, account maintenance, and transaction processing.… more
- JPMorgan Chase (Jersey City, NJ)
- …timely execution + Analyze data and present insights to senior leadership on operational risk + Offer actionable recommendations for control enhancements + ... Join a dynamic team where your expertise in controls management will drive operational excellence and risk mitigation. This role offers significant career… more
- Vanguard (Malvern, PA)
- …stakeholder management, and analytical skills. + Experience with fraud prevention, operational risk , and regulatory compliance preferred. + Graduate degree ... data and insights to continuously improve product performance and client outcomes. Operational Readiness + Partner with Enablement, Risk , Money Movement,… more
- JPMorgan Chase (Columbus, OH)
- …coverage and joint accountability models to promote early compliance and operational risk identification. + Utilize advanced knowledge in cybersecurity ... within the financial services sector, with a focus on compliance and operational risk mitigation, showcasing skills equivalent to 8 or more years of experience.… more
- Affinius Capital (Dallas, TX)
- …adherence with internal controls + Partner with Legal/Compliance/Tax; identify and mitigate operational risk . + **Process & Data Oversight:** + Drive automation ... **Company Overview** Along with its affiliate companies, Affinius Capital invests across the risk spectrum for a global client base, managing over $61 billion in… more
- Jacobs (Tallahassee, FL)
- …proficient in market-leading solutions for compliance, sustainability, energy and carbon, and operational risk , and must have expertise in project management, ... unit and will focus on leading the consulting and delivery for compliance/ risk solution services to new and existing clients across the manufacturing, energy,… more
- TD Bank (Greenville, SC)
- …contact for the LOB for any potential incidents/events and notify or engage the Operational Risk and Framework Execution pillars of the 1-B (SSG&C) as required. ... some medium findings, and potentially drafting for some high risk findings + Acts as the point of contact...plan is up to date, in line with the risk appetite, and all annual activities are completed as… more