- City National Bank (Los Angeles, CA)
- … Control Program functions. Provide informed and credible risk and control perspectives across compliance, operational , and related risk areas, acting ... across the 2nd and 3rd lines to strengthen the control environment and enhance risk management practices....the standards * Responsible for executing core compliance and operational risk program functions for Personal and… more
- City National Bank (Los Angeles, CA)
- …review, Issue Management, Operational Losses, and more. Provide informed and valuable risk and control perspectives other members of the Business Control ... key partner to the front office and second line risk functions, ensuring sound control practices and...Finance and Trade Finance, with strong understanding of their operational flows, inherent risks, and regulatory touchpoints. WHAT WILL… more
- American Express (New York, NY)
- …have diverse backgrounds including internal controls, consumer compliance, technology, operational risk , financial accounting, data analytics, and banking ... the areas noted above. + Knowledge of and experience with enterprise / operational risk management processes including regulatory exam management / regulatory… more
- MUFG (Tampa, FL)
- …driving the control agenda, sponsoring control themes across pillars, delivering control risk reporting, owning control framework. This role is to ... good knowledge and oversight to be able to provide Operational Control Oversight for key KRI's and...the product channel + Maintenance of the department's RCSA ( Risk Control Self-Assessment) + Maintenance of the… more
- TD Bank (New York, NY)
- …evolving regulatory requirements and assesses potential impacts + Maintains a culture of risk based management and control , supported by effective processes in ... appetite + Ensures colleagues are knowledgeable; and assumes responsibility to minimize operational and regulatory risk by complying with Bank and industry Code… more
- MEAG Power (Atlanta, GA)
- … owners on internal control requirements, risk assessment, control design, and optimization strategies. + Evaluate operational and financial processes ... promote operational excellence, and to enhance governance, risk management, and internal control processes and...internal auditing principles, risk assessment methodologies, and control evaluation across operational and IT domains;… more
- Citigroup (O'Fallon, MO)
- …relates to process simplification, client experience items driving complaints, regulatory and operational risk controls, monitoring and key risk reporting. ... regulatory agencies. This role focuses on maintaining the residual risk rating within the control environment for...with key constituents and leverage team resources in; Finance, Operational Risk and Compliance across Citi to… more
- Citigroup (Schaumburg, IL)
- …:** + Lead efforts to enhance the governance and control frameworks for credit risk platforms, with a focus on operational risk management in production ... systems, customer impact, and technology operations, including post-implementation assessments, operational risk management, and ongoing system monitoring to… more
- TD Bank (Charlotte, NC)
- …Program Effectiveness Assessment. The ideal candidate possesses a deep understanding of Risk Control Self-Assessments, a high degree of organizational ability ... to work hands-on to drive key initiatives across compliance, operational risk management, and audit functions, works...financial service or FinTech environment + Deep understanding of Risk Control Self-Assessment, Control Testing… more
- City National Bank (Los Angeles, CA)
- …including Risk and Control Self Assessments (RCSA's), Key Risk Indicators (KRI's), Issue Management, Operational Losses, and more. Provide informed ... across the 2nd and 3rd lines to strengthen the control environment and enhance risk management practices....* Analyze and evaluate data that effects the technical, operational , and business functions and provide insight to the… more