- American Express (New York, NY)
- …compliance within the financial services industry + Experience working with data risk principles and integrating them into operational processes **Preferred ... Risk , Generative AI, and/or M&A + Experience supporting control integration within risk and compliance workflows + Prior experience in roles involving policy… more
- American Express (Charlotte, NC)
- … risk programs. **Qualifications Required:** + 8-12 years of experience in compliance, risk , or control roles within financial services + Proven ability to ... As part of the 1LOD Compliance function, this role executes day-to-day compliance risk management activities aligned to AEMP39, ensuring the First Line meets its… more
- Byline Bank (Chicago, IL)
- …insights drive operational improvements. + Presents complex audit findings and risk assessments to the Board Audit Committee with clarity and strategic context. ... team, fostering professional growth and audit excellence. + Collaborates effectively with risk management, compliance, and other control functions to ensure… more
- Citigroup (New York, NY)
- …internal areas including: Legal, Business Management, Operations, Technology, Finance, other Control Functions, and In-Business Risk to address compliance issues ... Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is responsible for… more
- Georgetown Univerisity (Washington, DC)
- … and controls specialist, working with leadership across the institution to solve complex risk and control issues. This role will provide exposure to a variety ... in developing and implementing a comprehensive annual audit plan, which includes operational and financial audits, internal control reviews, management advisory… more
- Bank of America (New York, NY)
- …such issues with other Non-Financial Regulatory Reporting (NFRR) and Global Compliance & Operational Risk colleagues and work closely with the Front-Line Units * ... and implementing processes, programs, and systems to improve efficiency and ensure operational quality standards are met. Job expectations include managing two or… more
- USAA (Charlotte, NC)
- …oversight of procedures/process, accurate regulatory reporting and filing, document governance, risk control self-assessments, procedure governance, control ... to improve processes and systems to increase member conductivity, employee experience, risk mitigation, and operational efficiency. + Directs the oversight of… more
- TECO Energy (Ruskin, FL)
- …Analyst - Level 1:** **POSITION CONCEPT:** The Cyber Security Analyst - Operational Technology (OT) is responsible for maintaining the security and integrity of ... operational technology systems through routine cybersecurity maintenance activities. Manages and continuously improves the asset inventory database to ensure… more
- Charles Schwab (Westlake, TX)
- …Risk & Control Self-Assessments; and support the assessment of the operational risk management program that leads the RCSA program. + **Issues ... and compliance with key regulations by evaluating and improving the efficiency of risk management, control , and governance processes. This position is also… more
- Wells Fargo (Irving, TX)
- …for customer service and productivity standards and goals, growth opportunities, and risk control development + Make decisions and resolve issues regarding ... operational functions + Experience as a process or control owner + Experience leading a fast paced, demanding,...company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational ,… more