- Capital One (Richmond, VA)
- …remains robust and efficient. + Document local work instructions and communicate with control performers to prepare them for operational and design effectiveness ... reviews. + Partner with compliance teams to assess control challenges, providing clear, detailed rationale for control...Talent Acquisition or Human Resources + Experience with GRC ( Governance , Risk , and Compliance) software platforms (eg,… more
- MUFG (Tempe, AZ)
- …with risk and control team to execute against technology risk governance procedures + Coordinate required meetings, reviews, and scheduling needs + ... design and evaluation of controls, and sustainable solutions to mitigate operational and technology risk . Control testing is an integral part of the… more
- MUFG (Tampa, FL)
- …comparison reports. + Work with Risk , Audit and Compliance on Operational Governance matters, assisting identifying and remediating process and procedural ... in Trade processing system; (c) assist in maintaining workflow management and quality control functions; (d) identify and resolve operational issues and provide… more
- Fannie Mae (Reston, VA)
- …following responsibilities: * Conduct operational and compliance reviews including risk assessments, process walk throughs, and control evaluations. * ... and compliance risks across the organization. You will lead risk assessments, support governance initiatives, and collaborate...in daily operations. * Monitor and report on key risk indicators and operational risk … more
- Citigroup (Getzville, NY)
- …execution of control activities thus improving identification and remediation of significant control issues and operational risk events in a timely ... : + Minimum of 5-8 years of experience in operational risk management, compliance, audit, or other control -related functions in the financial… more
- Citigroup (Queens, NY)
- …approach across cross functional teams. + Knowledge of best practices in Operational Risk , Compliance, Credit and Financial Operations. + Advanced analytical ... help them achieve their goals. The Investments and Insurance Risk Assessment and Control Design Managing Director...leaders across Wealth. + Support enhancements to the Material Risk Inventory process for operational , compliance and… more
- TD Bank (New York, NY)
- …details for this role. **Job Description:** The Head of TD Securities Operational Risk Management, US Regulatory Remediation is responsible for regulatory ... understanding and an ability to promote awareness of key operational risk frameworks, risk appetite,...knowledge to support he businesses as they develop their governance and control capabilities. + Provides people… more
- iCIMS (Holmdel, NJ)
- …and Audit Readiness -** Help maintain audit-ready documentation of data practices and control activities. Monitor risk exposure across GTM systems and SaaS ... management practices and stewardship protocols across core GTM and other operational data domains (accounts, contacts, opportunities, activities, etc.) This role… more
- JPMorgan Chase (Tampa, FL)
- …challenging the status quo and striving to be best-in-class. As a Technology Operational Risk Management Lead within the Compliance Conduct and Operational ... (LOB). Additionally, you will proactively identify areas of emerging technologies that introduce operational risk and have a good understanding of third party… more
- American Express (New York, NY)
- …will you make an impact in this role?** The objective of the Technology Control Management Associate- Risk Assessments Control Assessments and Reporting team ... across numerous business units, functional areas, and geographies is required **Associate- Risk Assessments Control Assessments will:** + Document and project… more