- Fifth Third Bank, NA (Cincinnati, OH)
- …identify initial set of inherent risks and controls. + Identifies applicable governance processes and may complete control implementation. + Actively ... best practices deemed necessary by key stakeholders (such as Legal, Compliance, Enterprise Risk and Audit partners). Supports Business Controls in advancing risk … more
- Bank of America (New York, NY)
- …such issues with other Non-Financial Regulatory Reporting (NFRR) and Global Compliance & Operational Risk colleagues and work closely with the Front-Line Units * ... processes, programs, and systems to improve efficiency and ensure operational quality standards are met. Job expectations include managing...success. + Risk Manager: Inspects and challenges risk controls, governance and culture to ensure… more
- TD Bank (Charlotte, NC)
- …candidate would be willing to work hands-on to drive key initiatives across compliance, operational risk management, and audit functions. Works well in a team ... and monitor project activities to ensure adherence to schedules, risk of delay, and control project status...operational , reporting and/or analytical support in oversight and control function to internal (Compliance) partners, in a timely… more
- V2X (Reston, VA)
- …internal controls, and industry best practices. This role focuses on access governance , segregation of duties, audit readiness, and risk mitigation across ... time per different time zones. + Experience in defining, developing, and implementing ' operational aspects' of projects and programs - governance , tracking, and… more
- Waystar (Atlanta, GA)
- …program operations. + Review relevant SOX documentation, including process narratives, flowcharts, and risk control matrices, to reassess the design of the ... oversight of SOX compliance and may expand to cover risk based operational audits in the future....changes in laws, regulations, and best practices in audit, governance , and risk management. + Participate in… more
- Wells Fargo (Charlotte, NC)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... and making sound risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well as making sound risk… more
- Wells Fargo (Charlotte, NC)
- …+ Settlement and Fails Management: Coordinating settlement and investigating exceptions + Risk Management and Control : Participating in risk assessment, ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance),… more
- TD Bank (New York, NY)
- …key role within US FCRM TDS Business Oversight. **Primary duties include:** + Demonstrate governance , control and risk management behaviors aligned with TD ... and assesses potential impacts + Maintains a culture of risk management and control , supported by effective...their knowledge and expertise; employees assume responsibility in minimizing operational and regulatory risk by complying with… more
- TD Bank (New York, NY)
- …effectiveness + Provides mentorship to direct reports; and assumes responsibility to minimize operational and regulatory risk by complying with Bank Code of ... and enhance their Compliance knowledge and expertise; and assumes responsibility in minimizing operational and regulatory risk by complying with Bank policy and… more
- Wells Fargo (Charlotte, NC)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... and making sound risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well as making sound risk… more