- CoStar Realty Information, Inc. (Arlington, VA)
- …+ Maintain audit-ready documentation and evidence to support audit procedures. **System Governance & Change Control ** + Assess the compliance impact of ... projects. + **2+ years of direct experience reviewing SOC 1 reports** , including control assessments and vendor risk evaluation. + Participation in an Oracle… more
- Wells Fargo (Irving, TX)
- …for customer service and productivity standards and goals, growth opportunities, and risk control development + Make decisions and resolve issues regarding ... operational functions + Experience as a process or control owner + Experience leading a fast paced, demanding,...risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well… more
- WTW (Burlington, VT)
- …to risk financing. This role supports the strategic and operational performance of client captives through active engagement in underwriting, regulatory ... captive insurance companies. Captive Solutions spans multiple business segments-including Corporate Risk and Broking (CRB), Human Capital and Benefits (HCB), and… more
- TE Connectivity (Houston, TX)
- …identify trade risk and threats, and develop appropriate trade compliance control **Talent Development & Leadership** + Create a culture of engagement and ... ACL Sector Manager behaves as a trusted advisor and key team member within TE's Operational Compliance team for the ACL Sector. The purpose of this role is to… more
- MUFG (Tempe, AZ)
- …is responsible for Technology Risk Management including issue management, RCSAs, control testing, governance oversight and reporting. This team works hand in ... process engineering, software development, enterprise information security, technology operations, operational risk management, and project management. Their… more
- TD Bank (Mount Laurel, NJ)
- …regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment ... US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in… more
- Wells Fargo (St. Louis, MO)
- …designed to resolve problems and prevent them from recurring + Direct the daily risk and control flow of operations, focusing on policies, procedures and work ... resolve issues and achieve goals + Direct the daily risk and control flow of operations, focusing...company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational ,… more
- Wells Fargo (Charlotte, NC)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... and making sound risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well as making sound risk… more
- Wells Fargo (Minneapolis, MN)
- …and acts as an independent assurance function that evaluates the effectiveness of risk management, control , and governance processes. The internship ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance),… more
- Charles Schwab (Westlake, TX)
- …and compliance with key regulations by evaluating and improving the efficiency of risk management, control , and governance processes. **What you'll do:** ... and to challenge Executive Management to improve the efficiency of governance processes, risk management, and internal controls. The Broker-Dealer/Asset… more