- Huntington National Bank (Addison, TX)
- …receipt and distribution of important risk information. Maintain two-way communication with Operational Risk Management (ORM) to ensure an effective flow ... Manager is responsible for oversight and administration of operational and regulatory risk programs and initiatives...designing tests that accurately measure effectiveness, in accordance with Corporate Risk Management requirements. +… more
- Wells Fargo (Charlotte, NC)
- …& Supervision Program, strengthening the CIB Front Line Conduct and Compliance risk management framework aligned to industry standards. Reviews utilization of ... operational functions that support CIB's deal execution, client engagement, and risk management . Analysts will contribute to initiatives that improve business… more
- Capital One (Plano, TX)
- Treasury Management Consultant III, Middle Market Corporate Banking This role is focused on generating new to bank and developing existing full-service treasury ... single point of accountability and/or advise on prospects' and clients' deposit, treasury management , risk and other company liquidity needs. The TMC builds a… more
- TD Bank (New York, NY)
- …TD Securities in developing, implementing, and maintaining a robust financial crime risk management ("FCRM") program that meets regulatory requirements and ... and FCRM-related processes. The team mandate includes regulatory compliance, program remediation, risk management , and program development. Key components are: +… more
- First National Bank of Omaha (Fort Collins, CO)
- …while delivering exceptional client experiences. For a strategic leader with wealth management risk expertise and operational transformation experience, this ... internal audits, regulatory exams, and investigations in partnership with Corporate Compliance. + Measure success through data-driven KPIs. +...will set the standard for risk and operational excellence within wealth management . You will… more
- Comerica (Farmington Hills, MI)
- …analyzing, and reporting on operational loss events in alignment with corporate objectives, risk management frameworks, industry best practices, and ... and ability to articulate Operational loss driver to Basel and Operational risk taxonomy. Position Responsibilities:Framework Management Evaluate current… more
- Wells Fargo (Charlotte, NC)
- …Fargo is seeking a Corporate Banking Analyst to join the Industrials Portfolio Management Team within Corporate and Investment Banking. This role is part of ... meet regularly with Wells Fargo clients regarding Debt Financing and Treasury Management strategies among other banking products that Corporate Treasurers look… more
- Santander US (Miami, FL)
- …the review of reports and updates from GDPR, SOX, FFEIC, OCC, GLBA and Group for Operational Risk Management effectiveness in support of the BSI CORO and ... defense and requires collaboration across IT, CISO, Data Office, Operational Risk , Internal Audit and other relevant...to ensure corporate Business Continuity and Technology Risk Management requirements are being met. *… more
- Charles Schwab (Orlando, FL)
- …1st Line of Defense team responsible for guiding and executing enterprise risk management practices across Operations. Operational Control strives ... of enterprise-wide control services that balance efficiency, cost, and risk while ensuring regulatory and corporate policy... Team (OCRT) provides support for risk management at the business unit level within Operational… more
- Aegon Asset Management (Cedar Rapids, IA)
- …or related field, or equivalent experience + Five years of experience in third party risk management , operational risk , or compliance + Thorough ... Job Family Risk Management - General About Us..., which includes Finance, People and Places, General Counsel, Risk , Internal Audit, Strategy and Development, and Corporate… more