- Raymond James Financial, Inc. (St. Petersburg, FL)
- …investment performance, and expand distribution networks. + Lead investment strategy, portfolio management oversight, and risk governance to ensure strong client ... business development by cultivating relationships with institutional investors, wealth management professionals, and distribution partners. + Ensure regulatory compliance… more
- Scotiabank (New York, NY)
- …and transaction engine of Scotiabank. We support Small Business, Commercial and Corporate clients with effective treasury management solutions coupled with a ... effectiveness of day-to-day business controls to meet obligations with respect to operational , compliance, AML/ATF/sanctions and conduct risk . + Understand how… more
- Aegon Asset Management (Cedar Rapids, IA)
- …are designed and operating in a manner that achieves the company's regulatory and risk management objectives. Report on results and providing guidance to ... risk , impact, and remediation. Support second line ( risk management ), third line (internal audit), and...services industry. + Experience managing complex internal audits and/or operational risk assessments. + Ability to document… more
- Neuberger Berman (New York, NY)
- …Neuberger Berman managed accounts. The individual will be working with the management team to define efficiency enhancements, risk mitigation, document ... The Neuberger Berman Trade Management Middle Office is responsible for comprehensive, resolution oriented and value-added support services associated with strategies… more
- Koniag Government Services (San Antonio, TX)
- …designs for IT infrastructure systems and comply with DoD cybersecurity requirements, Risk Management Framework (RMF), and various DoD strategies including Zero ... and corporate culture that delivers Enterprise Solutions, Professional Services and Operational Management to Federal Government Agencies. As a wholly owned… more
- Wells Fargo (Charlotte, NC)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... Strategy Consultant, Senior Assistant Vice President (Senior Business Execution Consultant) in Corporate & Investment Banking as part of the Chief Operations Office… more
- Scotiabank (Dallas, TX)
- … and conduct risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk ... provides a full range of investment banking, credit and risk management products and services relevant to...day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk ,… more
- JPMorgan Chase (New York, NY)
- As a Fund Controller in the Asset Management Client Service division the Product Administration Team and has responsibility for supporting the overall management ... in addition to Canadian products including ETFs. **Job summary:** As an Asset Management - Fund Controller - Associate you will support the Production Administration… more
- TD Bank (Charlotte, NC)
- …analysis or data engineering with a minimum of 5 years of experience in corporate compliance, risk management , regulatory reporting, or an audit-facing ... Bank US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in… more
- JPMorgan Chase (Columbus, OH)
- …support the implementation and maintenance of Corporate Operational Risk Environment framework for JP Morgan Wealth Management . This Control Associate ... effective design and evaluation of controls and sustainable solutions to mitigate operational risk . Control Management focuses on four areas: 1) Control… more