- BMO Financial Group (Milwaukee, WI)
- …and making recommendations that significantly impact the Bank's ability to monitor regulatory compliance programs, minimize operational risk and align ... and guidance to assigned business/group on implementation of solutions aligned to regulatory risk appetite based on an understanding of business operations… more
- Aegon Asset Management (Denver, CO)
- …schedule in Denver, CO. Responsibilities + Provide strategic direction and oversight to risk manager relating to the operational , liquidity, and derivatives ... Job Family Regulatory Compliance About Us At Transamerica, hard work,...risk program design and oversight of investment and operational risk activities for the Transamerica Asset… more
- BMO Financial Group (Chicago, IL)
- …activities establishing the risk frameworks required to mitigate Non-Financial Risk exposures, to comply with regulatory requirements, Corporate Policies, ... the NFRMF + Serves as a leader in the Operational NFR risk oversight team, establishing a...regulatory officials with respect to existing controls, the risk management framework overall, and emerging threats and challenges… more
- Deloitte (Los Angeles, CA)
- …+ Strategic Risk : Helping clients to embrace their most significant regulatory , clinical documentation, and operational risks, by enabling senior health care ... Healthcare Clinical Documentation Specialist - Senior Consultant Our Deloitte Regulatory , Risk & Forensic team helps client leaders translate multifaceted … more
- BeOne Medicines (Emeryville, CA)
- … regulatory submissions, eg, IND/CTA (General Investigational Plans, China Risk Control Plans), NDA/MAA (SCS/ISS, RMPs, initial Package Inserts) collaborating ... Safety Management Plans. + Lead Safety Science specific investigator training. + Risk Assessment, Regulatory Inquiries, and Periodic Reporting. + Lead analysis… more
- BMO Financial Group (New York, NY)
- …and making recommendations that significantly impact the Bank's ability to monitor regulatory compliance programs, minimize operational risk and align ... and guidance to Fixed Income business units on implementation of solutions regarding regulatory risk based on business operations and stakeholder needs. +… more
- TD Bank (Staten Island, NY)
- …+ Work focus time horizon is generally short term with low to moderate risk + Demonstrates understanding of bank operational policies, procedures and regulations ... Description:** The Store Supervisor supervises day-to-day team activities to ensure operational excellence and compliance with policies and procedures to mitigate … more
- Sanofi Group (Morristown, NJ)
- …quo with a risk -management approach + Ability to negotiate to ensure operational resources are available for continued clinical conduct + Fluency in written and ... solid analytical skills, and the ability deliver to multiple operational tasks. The role of the DSD is to:...the Global Project Head, with the Global safety Officer, Regulatory Strategist and other key functional representatives to deliver… more
- TD Bank (White Plains, NY)
- …and operational oversight of the trading desk, ensuring adherence to regulatory requirements, risk management practices, and timely execution of trading ... accurate and compliant trade processing + Manages and oversees regulatory reporting requirements, including but not limited to CAT,...flagged live orders, acting as a dual control for higher- risk transactions to mitigate operational and market… more
- Wells Fargo (St. Louis, MO)
- …oversight of branch risk management + Perform basic or tactical ongoing regulatory , compliance and operational reviews as well as other duties related to ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), which includes effectively following and adhering to… more