- TIAA (Dallas, TX)
- …related discipline + Certified Third-Party Risk Professional (CTPRP) or Certified Regulatory Vendor Program Manager (CRVPM) + Knowledge of Microsoft Office ... Work **Career Level** 6IC Required Qualifications: + 2+ years' experience with vendor risk or operational risk management, audit, or compliance Preferred… more
- Wells Fargo (Fort Lauderdale, FL)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), which includes effectively following and adhering to ... to leverage partners and connect customer with the appropriate partner or relationship manager to meet their needs + Partner with financial advisors to understand… more
- Mallinckrodt Pharmaceuticals (Bridgewater, NJ)
- …ISO 13485, IEC 81001-5-1, and NIST Cybersecurity Framework + Knowledge of risk management frameworks and regulatory submission processes + Expert knowledge ... technology. They work with executive management to determine the organization's acceptable risk levels and implement security practices that meet agreed policies and… more
- TECO Energy (Tampa, FL)
- …Knowledge ofurrounding control room functions and workflows + Proficient in risk management related to data privacy, specifically implementing data protection ... measures to safeguard customer information, ensuring compliance with regulatory standards, and mitigating risks associated with data breaches + Proficiency in any of… more
- Corewell Health (Grand Rapids, MI)
- …rules and regulations. Provides advice, guidance and recommendations to minimize risk . Identifies root causes, trends/themes and assures plans and standards are ... knowledge in program focus area(s), including compliance policies, procedures, risk areas, and industry trends. May support delegated investigations, inquiries,… more
- Bank of America (Chicago, IL)
- …+ Create sophisticated, value-added analytic systems that support business operations, risk management, operational excellence, regulatory compliance, and ... quantitative analytics and complex modeling projects for specific business units or risk types. Key responsibilities include leading the development of new models,… more
- TD Bank (New York, NY)
- …/compliance requirements and assists in implementing compliance initiatives to help manage regulatory risk . **Depth & Scope:** + Works independently as the ... + JD desirable but not required + Knowledge of global financial institutions' operational , financial, sales and trading, and regulatory reporting activities and… more
- TD Bank (New York, NY)
- …/compliance requirements and assists in implementing compliance initiatives to help manage regulatory risk . **Depth & Scope:** + Works independently as the ... TD Securities in developing, implementing, and maintaining a robust financial crime risk management ("FCRM") program that meets regulatory requirements and… more
- Wells Fargo (St. Louis, MO)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), which includes effectively following and adhering to ... + Experience with account opening documentation and/or loan documentation review + Risk and regulatory compliance experience + Strong collaboration and… more
- PNC (Philadelphia, PA)
- …Market Risk , Mathematics of Financial Instruments, Operational Risk , Pricing Models and Analytics, Quantitative Techniques, Regulatory Environment - ... analytics. Develops analytical methods/models to assess market, credit and or operational risk of new and existing investment strategies. Mentors less… more