- Charles Schwab (Westlake, TX)
- …management's Risk & Control Self-Assessments; and support the assessment of the operational risk management program that handles the RCSA program. + **Issues ... risks are identified and appropriately reported by management and risk functions to the Board and Executive Management, to...audits and their associated team members, amongst a complex operational and regulatory environment. + Ability to… more
- JPMorgan Chase (Jersey City, NJ)
- …needed (Qualitative Operational Risk Assessments (QORA), Compliance and Operational Risk Summaries (CORS), Regulatory Topic assessment, Compliance ... of the three lines of defense in banking institutions: Compliance, Conduct, and Operational Risk Frameworks + Proficient in Microsoft Office Suite (Word, Excel,… more
- American Express (Charlotte, NC)
- …+ Deliver insightful briefings and presentations to senior leaders, including the Chief Risk Officer, Operational Risk leadership, and Internal Audit ... definitions, and reporting practices. + Manage requests from internal partners such as Operational Risk , Compliance, and Audit, ensuring timely and accurate data… more
- Bank of America (Charlotte, NC)
- …executing substantive money laundering, economic sanctions and fraud compliance and operational risk practices. Key responsibilities include working directly or ... independent financial crimes risk management reporting to Global Compliance & Operational Risk (GC&OR) Senior Leaders and FLU/CF Senior Leaders + Monitors… more
- TD Bank (New York, NY)
- …and initiatives + Understands risk identification, risk analysis, and risk mitigation according to regulatory requirements and best business practices + ... US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in… more
- Texas Health Resources (Arlington, TX)
- …of the organization's billing performance, verifying compliance with legal policies and regulatory requirements that pose operational risk . Audit Reporting ... Manager Compliance Coding _Are you looking for a...closely with various departments to align compliance practices with regulatory guidance and industry standards. Risk Identification… more
- American Express (New York, NY)
- …+ Support remediation of issues by influencing BU, who own and execute issue/ Operational Risk Event (ORE) remediation + Facilitate investigation and conduct root ... updates to stakeholders to embed accountability along the process, collaborating with other Operational Risk Management (ORM) teams as necessary + Review quality… more
- Wells Fargo (Asheville, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), which includes effectively following and adhering to ... role:** Wells Fargo is seeking a Branch Complex Senior Manager in Wealth and Investment Management as part of...direct day to day workflow, escalate both service and risk issues as they arise, ensure the entire branch… more
- Wells Fargo (Los Angeles, CA)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), which includes effectively following and adhering to ... role:** Wells Fargo is seeking a Branch Complex Senior Manager in Wealth and Investment Management as part of...direct day to day workflow, escalate both service and risk issues as they arise, ensure the entire branch… more
- TD Bank (New York, NY)
- … requirements and assisting business units to manage their regulatory risk . The Surveillance Quality Assurance Manager will work with the Director ... manipulation, marking the open/close/auctions, and collusion). + Strong understanding of operational risk , and control testing requirements. + Experience in… more