- MUFG (Tempe, AZ)
- …indicators (KPIs) and metrics that reflect risk appetite and residual risk , enabling transparent reporting to senior leadership and governance bodies. + ... driving the execution of cybersecurity strategies and advancing a mature cyber risk management framework within the Global Security Operations Center. This position… more
- TD Bank (Greenville, SC)
- …including;** + **Compliance-wide frameworks, guidelines and standards for testing, monitoring, risk assessment, reporting and other activities** + **Internal ... US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in… more
- TD Bank (Greenville, SC)
- …US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... structure that aligns with the bank's size, complexity, and risk profile. In this role, you'll need to be...coordinates with the field on client response, prepares periodic reporting to multiple stakeholders, and manages ongoing marketing items… more
- Citizens (Tarrytown, NY)
- …of those plans efficiently and timely + Ensure proactive ongoing assessment of our operational risk environment + Develop and implement strategies to mitigate ... account processing, settlements, and fee processing + Strong understanding of operational risk management and internal control frameworks + Demonstrated… more
- Citigroup (Tampa, FL)
- …key operational trends and data insight patterns that drive operational risk solutions, productivity enhancement, Balance Sheet Reduction and client ... key operational trends and data insight patterns that drive operational risk solutions, productivity enhancement, Balance Sheet Reduction and client… more
- Longenecker & Associates (Oak Ridge, TN)
- …Act (PAAA) compliance , and is responsible for driving continuous improvement, operational excellence, and risk -informed decision-making. A key focus of this ... independent, objective assurance and consulting activities. Evaluate internal controls, risk exposure, and operational effectiveness. Deliver actionable insights… more
- JPMorgan Chase (Chicago, IL)
- …foster relationships with global business partners and stakeholders to promote early operational risk identification and sustainable solutions. As a Control ... lead and support the execution of the Compliance and Operational Risk Evaluation framework, verify controls, and...remediation actions. + Support RED reporting , Fraud reporting , Privacy Reporting , and LLM Risk… more
- City National Bank (New York, NY)
- … limits (eg industry, product, financial institutions, sovereign), portfolio management and risk reporting , appropriate and timely escalations, etc. * Proactive ... appropriate/suitable strategies to clients. Manage transactions through sales and operational processes to ensure seamless execution for clients. Maintain ongoing… more
- Aegon Asset Management (Cedar Rapids, IA)
- …the financial services industry. + Experience managing complex internal audits and/or operational risk assessments. + Ability to document and verbally ... + Developing tracking for the effectiveness of controls and reporting on risk and control performance +...experience, geography, work location designation (in-office, hybrid, remote) and operational needs. Salary may vary above and below the… more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... conduct risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management… more