• Sr. Compliance Manager - Wealth Management…

    KeyBank (Amherst, NY)
    risk management and/or compliance (eg - CFIRS (Certified Fiduciary & Investment Risk Specialist ), CTFA (Certified Trust and Fiduciary Advisor), or similar). + ... **About the Job** As part of Key's second-line-of-defense Compliance Risk Management function, the Risk Evaluation and...Comprehensive knowledge of the operational , technical, and functional structure of financial services organizations,… more
    KeyBank (09/14/25)
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  • Front Office Rates Quant - Executive Director

    Wells Fargo (Charlotte, NC)
    …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... is seeking candidates for the role of Senior Lead Securities Quantitative Analytics Specialist , which is an Executive Director level role within the Corporate &… more
    Wells Fargo (09/13/25)
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  • Lead Trade Services Processor

    Wells Fargo (Minneapolis, MN)
    …implementing risk mitigation strategies + CDCS (Certified Documentary Credit Specialist ) certification preferred + Strong attention to detail and a high level ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance),… more
    Wells Fargo (09/12/25)
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  • Director, Asset Management Testing

    KeyBank (Brooklyn, OH)
    risk management and/or compliance (eg - CFIRS (Certified Fiduciary & Investment Risk Specialist ), CTFA (Certified Trust and Fiduciary Advisor), or similar). + ... Ohio 44144-2302 **Job Description** As part of Key's second-line-of-defense Compliance Risk Management function, the Risk Evaluation and Assurance Program… more
    KeyBank (09/11/25)
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  • Front Office Equities Quant - Vice President

    Wells Fargo (New York, NY)
    …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... a Front Office Equities Quant - Vice President (Lead Securities Quantitative Analytics Specialist ) in Corporate & Investment Banking as part of Global Markets. Learn… more
    Wells Fargo (09/10/25)
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  • Senior Compliance Business Oversight Analyst

    TD Bank (Greenville, SC)
    …US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... structure that aligns with the bank's size, complexity, and risk profile. In this role, you'll need to be...activities of Wealth Banking.** **In this position, the Compliance Specialist will be supporting the Wealth Banking, TD Wealth… more
    TD Bank (09/05/25)
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  • Senior Audit Manager, Executive Director…

    Wells Fargo (Charlotte, NC)
    …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... Wells Fargo's Cybersecurity and Infrastructure Audit functions. You'll collaborate across specialist audit teams and interface with senior technology leaders and… more
    Wells Fargo (09/05/25)
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  • Manager, Compliance Program Governance

    TD Bank (New York, NY)
    …global Compliance Program in defining and achieving departmental objectives: + Design operational risk management plans and the annual compliance strategic plan ... mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll...of the Compliance program + Represents CGO as a specialist on internal or external committees as well as… more
    TD Bank (08/30/25)
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  • Product Owner Program Management Vice President

    Citigroup (Irving, TX)
    Global Risk Review (GRR) provides independent, objective, reliable, valued and timely assurance to the Board, the Committees, the Citigroup Chief Risk Officer ... senior management and regulators over the effectiveness of credit risk management and collateral risk management, and...by optimizing complex business processes and data flows. The specialist will act as a key liaison, translating intricate… more
    Citigroup (08/29/25)
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  • Markets Data Controls Execution Vice President

    Citigroup (Getzville, NY)
    … and control function, which designs, operates and facilitates controls to manage the operational risk , valuation risk and governance components of managing ... 8+ years of experience in relevant fields of Market Risk Management, Product Control or product valuation specialist... Risk Management, Product Control or product valuation specialist with First Line and/or Second Line experience or… more
    Citigroup (08/23/25)
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