• Capital Markets Middle Office Specialist

    Wells Fargo (Charlotte, NC)
    …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance),… more
    Wells Fargo (10/23/25)
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  • Wholesale Lending Control Manager - Vice President

    JPMorgan Chase (Plano, TX)
    …work closely with WLS Operation Leads, Technology , Product, Finance, Credit Risk , Legal, Compliance, Operational Risk Management, and Control colleagues ... and key internal controls. + Manage control-related activities, including Control & Operational Risk Evaluations (CORE), risk events, issues/action plans,… more
    JPMorgan Chase (10/23/25)
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  • Institutional Investment Operations Associate

    Wells Fargo (Charlotte, NC)
    …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... team will liaise with external and internal customers to comply with all operational , compliance, regulatory and internal policies as part of the client onboarding… more
    Wells Fargo (10/23/25)
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  • Senior Business Execution Consultant (Req. )

    Wells Fargo (Charlotte, NC)
    …market, model, operational , regulatory compliance, reputation, strategic, and technology risk . The group provides leadership, enhances communications, ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance),… more
    Wells Fargo (10/22/25)
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  • Director, ERM Programs - Archer, Strategic…

    Fifth Third Bank, NA (Cincinnati, OH)
    …boundaries to introduce new and innovative solutions. Work directly with the Chief Operational Risk Officer, Enterprise Risk Directors, Business Controls ... taxonomies + Prepares information and coordinate the development of reporting to Operational Risk Committee (ORC) and other committees as appropriate SUPERVISORY… more
    Fifth Third Bank, NA (10/18/25)
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  • Associate Director, US Corporate Banking…

    Scotiabank (New York, NY)
    …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... conduct risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management… more
    Scotiabank (10/17/25)
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  • Associate, US Treasury - Liquidity Reporting…

    Scotiabank (New York, NY)
    …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... conduct risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management… more
    Scotiabank (09/28/25)
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  • AML Sanctions Advisor

    PNC (Pittsburgh, PA)
    …as well as providing guidance and support to PNC Lines of Business, Support Areas, Risk Areas, and Technology as it relates to strategy and execution of the ... within PNC's KYC (Know Your Customer) Office, housed within the PNC's Independent Risk Management Organization, you can be based in Pittsburgh, PA, Cleveland, OH,… more
    PNC (09/12/25)
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  • Vice President, Functions Control Officer…

    SMBC (Jersey City, NJ)
    …improve control efficiency and sustainability. + Coordinates and supports interactions with Operational Risk , Enterprise Risk and Internal Audit, pertaining ... the Periodic l Controls Attestation process and managing related technology platform in interim state + Assists in providing...Services industry + 7+ years of experience in an Operational Risk or Compliance Risk more
    SMBC (08/08/25)
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  • Internal Auditor

    Central Ohio Transit Authority (Columbus, OH)
    …ESSENTIAL JOB FUNCTIONS: Audit Planning & Execution: + Develop and execute a risk -based internal audit plan covering financial, operational , and compliance areas ... Evaluation: + Assess the effectiveness of internal controls over financial reporting, operational processes, and information technology systems; + Verify that… more
    Central Ohio Transit Authority (10/10/25)
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