- Citigroup (Tampa, FL)
- …from relationship establishment to supporting the data demands surrounding instruments and regulatory reporting demands. Regulatory Operations is designed to ... This role will cover the Data, Regulatory and Account Operations teams. Data...moderately complex audits and assessments of Citi's risk and control environments in coordination with the Audit team… more
- Wells Fargo (Charlotte, NC)
- …**About this role:** Wells Fargo is seeking talent to join the Business Risk Control and Regulatory Oversight team under the Chief Operating Office ... Wells Fargo and a high-level understanding of the company's operations , business strategies, and corporate culture. The internship experience...of the applicable team under business risk control and regulatory oversight functions and how… more
- American Express (Charlotte, NC)
- …responsibilities will help to strengthen ECM's risk and control environment. The Regulatory & Audit Exam team will support ECM's internal and external exams ... Management, Program Management and Governance functions. The **Enterprise Control Management team ** within AENB operates as...an impact in this role?** This **Senior Manager of Regulatory & Audit Exam Management** will be part of… more
- Bank of America (New York, NY)
- Regulatory Reporting Operations Senior Professional Charlotte, North Carolina;New York, New York **To proceed with your application, you must be at least 18 ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/ Regulatory -Reporting- Operations -Senior-Professional\_25024042-2) **Job Description:** At Bank of America,… more
- State of Colorado (Denver, CO)
- Field Regulatory Operations Technician (EPST II) - Denver Print (https://www.governmentjobs.com/careers/colorado/jobs/newprint/5053513) Apply Field ... Regulatory Operations Technician (EPST II) - Denver...recommendations for all traffic investigations, Manual of Uniform Traffic Control Devices and Colorado Revised Statutes required traffic investigations… more
- System One (Florham Park, NJ)
- …work collaboratively with cross-functional teams, including regulatory affairs, clinical operations , and quality assurance in a team -oriented environment. + ... Job Title: Regulatory Operations Senior Publisher - Contractor...compliance with applicable laws and regulations. This includes publishing regulatory documents, managing document tracking and version control… more
- City National Bank (Los Angeles, CA)
- …informed and valuable risk and control perspectives other members of the Business Control team and Business Units. * Contribute to the development of a ... * REGULATORY ASSOCIATE, IN-BUSINESS CLIENT SERVICE & OPERATIONS...across the 2nd and 3rd lines to strengthen the control environment and enhance risk management practices. * Analyze… more
- Cardinal Health (Harrisburg, PA)
- **_What Regulatory Submissions Operations contributes to Cardinal Health_** Regulatory Submissions Operations provides regulatory affairs and product ... services to enable pharmaceutical, medical and biotechnology companies to obtain regulatory approvals. More specifically, this role serves the function to support… more
- Raymond James Financial, Inc. (New York, NY)
- …experience to manage and oversee the operation of compliance functions for Regulatory Reporting and RJA Operations departments. Manages associates and division ... assigned. + Serves as a subject matter expert on matters pertaining to regulatory reporting and broker dealer operations by maintaining proficient knowledge of… more
- Citigroup (Tampa, FL)
- …position within the Treasury Organization. The individual is responsible for leading the team within Liquidity Operations and Reporting at Citi, which includes ... funding management and Regulatory Reporting daily. The individual will lead a team and support the strategic vision of the Liquidity Operations organization… more