- TD Bank (New York, NY)
- …dedicated to setting new industry standards. The Senior Compliance Business Oversight Manager provides advice, support and objective guidance to assigned portfolio, ... Regulatory Change, the Senior Manager is responsible for the governance and oversight of the Global Regulatory Inventory and Regulatory Change Program, including the… more
- BMO Financial Group (Chicago, IL)
- …appetite of the Bank. Delivers expert advice, credible challenge, and effective oversight across to identify, assess, control, and manage these risks throughout the ... and with other businesses and functions across the enterprise + Provides oversight over 1st line activities establishing the risk frameworks required to mitigate… more
- TD Bank (Charlotte, NC)
- …acts as an independent regulatory compliance and conduct risk management and oversight function as described in the US Compliance Operating Framework (COF) ... regulatory exam, and ongoing supervision management, finding tracking, and remediation oversight .** + **Foster a culture of integrity, ethics and compliance across… more
- MTA (New York, NY)
- Manager of Financial Oversight Job ID: 12647 Business Unit: Metro-North Railroad Location: New York, NY, United States Regular/Temporary: Regular Department: ... Posted: Oct 1, 2025 Description Job Title: Manage r of Financial Oversight Department: Office of the President MTA Agency: Metro-North Railroad Primary Location(s):… more
- Citigroup (Getzville, NY)
- …is an enterprise-level independent risk management function responsible for enterprise-wide oversight and aggregation of operational risk. Its mandate covers all ... Data transformation cuts across the enterprise and is multi-disciplinary in nature, ORM's oversight for data risk management at Citi relies upon a "Hub and Spoke"… more
- State of Massachusetts (Boston, MA)
- …serve our citizens. *_About the Role:_* The Director of Pharmacy Benefit Manager Oversight operating within the Health Care Access Bureau is authorized, pursuant to ... care services. The primary purpose of the Director of Pharmacy Benefit Manager Oversight is to assist the Commissioner of Insurance and Deputy Commissioner of the… more
- Charles Schwab (San Francisco, CA)
- …this role to work onsite in one the specified locations.** The Investment Guidelines Oversight Manager will be part of Schwab Asset Management (SAM). The overall SAM ... our clients' best interest. It is the mission of the Investment Guidelines Oversight team to protect our shareholders and clients' interests by collaborating with… more
- TD Bank (Charlotte, NC)
- …enthusiastic colleagues dedicated to setting new industry standards. **The Compliance Business Oversight Manager manages the oversight of various US Corporate ... of Compliance programs to mitigate risk. US COC oversees a corporate oversight compliance risk management program. The Compliance Manager will have experience in… more
- TD Bank (Charlotte, NC)
- …of compliance that will cascade throughout the organization. The Compliance Business Oversight Manager - Commercial Banking will provide compliance oversight , ... remediate gaps, and strengthen compliance controls. Key Responsibilities: + Provide oversight and independent challenge on business activities and initiatives with… more
- American Express (New York, NY)
- …at American Express. We are seeking an experienced Director, External Fraud Risk Oversight (2 nd LOD), to join our Financial Risk Management (FRM) function within ... and leading a world class team of fraud risk oversight professionals to support and analyze different facets of...risk, ensuring compliance with regulations and internal policies, and oversight of controls and processes in managing External Fraud… more