- City National Bank (Charlotte, NC)
- *OPERATIONAL RISK FRAUD OVERSIGHT MANAGER II* WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) is responsible for providing independent and objective ... oversight of the management of risks arising from City...Fraud Manager II is responsible for providing advisory and oversight for Fraud within ORM, with a particular focus… more
- BlackRock (Wilmington, DE)
- …other pooled investment vehicles, and the industry-leading iShares(R) ETFs. Fund Accounting Oversight ("FAO") is a unit within Business Operations. FAO, in part, is ... responsible for the oversight of accounting service providers for BlackRock's US and...assist in all functions focusing on the daily accounting oversight of the mutual funds, iShares and CIFs. An… more
- TD Bank (Greenville, SC)
- …**Summary about role:** **In this position, the Senior Compliance Business Oversight Analyst** **will own assigned complaints and marketing material review, run ... as necessary and recommend a resolution. The Senior Compliance Business Oversight Analyst** **will review marketing communication, provide input for periodic… more
- JPMorgan Chase (Boston, MA)
- …in assets (and counting) are using 55ip. As the Portfolio Implementation & Oversight Associate within the Platform Management and Strategy Team, you will be ... responsible for the day-to-day oversight of 55ip's portfolio implementation platform, focusing on client portfolio investment and tax outcomes. You will collaborate… more
- KeyBank (OH)
- …role resides within the Data Risk Governance Office (DRGO), supporting oversight of enterprise-wide data governance practices across KeyCorp. The Sr. Operational ... Risk Officer is responsible for providing independent oversight and credible challenge to the first line of...deep experience in data governance, operational risk, and risk oversight , with the ability to identify material risks, assess… more
- State of Georgia (Fulton County, GA)
- …- Mgr. 3, Transport Specialist (PG-R) State Safety Oversight Program Manager Georgia - Fulton - Atlanta ... compliance with all federal and state regulations related to the Department's oversight for the fixed-guideway rail system. . Determine and recommend the… more
- TD Bank (New York, NY)
- …**As a member of the US Wealth Compliance Department, the Compliance Business Oversight Manager will:** + **Ensure ongoing compliance with the Investment Company Act ... in other initiatives as needed** **Job Summary:** The **Compliance Administration Oversight & Reporting Manager** ensures regulatory adherence and risk management… more
- Peak Vista (Colorado Springs, CO)
- Quality Oversight RN Summary Title:Quality Oversight RN ID:0927-5784 Department Location:3205/3207 N. Academy, Colorado Springs, CO 80917 Category:Nursing / ... + Employee Assistance Program https://www.peakvista.org/resources/benefits-summary Job Summary: The Quality Oversight RN champions quality and performance improvement (QI/PI) initiatives… more
- Prime Therapeutics (Pierre, SD)
- …we make. **Job Posting Title** Senior Compliance Analyst (Risk Assessment and Oversight ) - Remote **Job Description** The Senior Compliance Analyst assists in the ... role partners with key internal stakeholders to execute assigned Compliance Oversight activities, which may include validating compliance gap closures throughout the… more
- Vanguard (Malvern, PA)
- …complement the required skills. As a trusted leader, the Head of Brokerage Oversight Compliance, will also provide strategic direction to a dynamic team of ... required policies and procedures inclusive of appropriate operational and supervisory oversight within the business. Core Responsibilities: + Serve as a trusted… more