- City National Bank (Los Angeles, CA)
- …("CNB") Business Control Officer ("BCO") and Business Control Managers ("BCM"s) for Personal and Business Banking and will partner with the Risk Framework leadership ... in implementation of regulation, rules, and risk management requirements within Personal and Business Banking. * Analyze, evaluate and periodically review relevant… more
- Federal Deposit Insurance Corporation (Washington, DC)
- …to above the CG/GS-15. This is a recommended minimum Step 9 position. Financial Institution Examiners must maintain the highest personal ethical standards as ... full-time temporary assignment (detail or temporary promotion) with the Federal Financial Institutions Examination Council (FFIEC). The selectee will remain a member… more
- South Suburban Parks and Recreation (Centennial, CO)
- …and staff participation in the planning process. + Serves as technical adviser to the Executive Director for the planning, maintenance, renovation and construction ... interpersonal and leadership skills. + Ability to prepare and analyze complex financial reports; maintain efficient and effective financial systems and… more
- Charles Schwab (Southlake, TX)
- …support management's supervisory responsibility and its efforts to achieve compliance with financial services rules and regulations, and policies of the Company. We ... conducting risk-based compliance testing within our Bank and Trust Services, Workplace Financial Services, and Enterprise Risk programs. The Senior Manager is an… more
- CACI International (Springfield, VA)
- …Up to 10% Type of Travel: Local * * * **The Opportunity:** As a Client Adviser SME you will provide vital services in support of the TSA's mission of protecting the ... + Provide advice and expertise in competitive sourcing, complex financial concepts, strategic planning and process improvement methods, supporting audits,… more
- Vanguard (Malvern, PA)
- Financial integrity from the inside out Vanguard's core purpose is to take a stand for all investors, to treat them fairly, and to give them the best chance for ... with broker-dealer regulations is required, while familiarity with investment adviser , investment company and state regulations will complement the required… more
- TD Bank (Mount Laurel, NJ)
- …new industry standards. **Epoch Investment Partners, Inc., a SEC registered investment adviser with approximately $30 billion of assets under management is looking ... in many aspects of Epoch's compliance program including portfolio and personal trade compliance, marketing review, conducting regular compliance training as well… more
- Topcon Positioning Systems, Inc (Oakland, NJ)
- …our business units around the globe to ensure a consistent and holistic business, financial , IT and human capital approach is adhered to. Topcon is an equal ... including risk management and control management over operations' effectiveness, financial reliability and compliance with all applicable directives, regulations and… more
- Grant Thornton (Boston, MA)
- …business combinations, carve-outs and initial public offerings + Preparation of financial statements and SEC filings including 10-Ks, 10-Qs, 8-Ks and preparation ... of pro-forma financial views + Assisting clients in getting ready for...order to be a proactive problem solver and sought-after adviser to clients and colleagues + Training and supervising… more
- Wellington (Boston, MA)
- …independent research sources to build investment conviction; * Build multi-year financial models, to determine appropriate valuations under various scenarios; * Help ... Research Associate will demonstrate a curiosity and passion for financial markets, combined with an evolving process for fundamental...a strong work ethic and a high level of personal integrity. * Growth mindset - the flexibility and… more