- Capital One (Riverwoods, IL)
- …+ Bachelor's Degree in Business Or Marketing. + 4+ years of experience in Financial Services, Marketing, Compliance, Internal Audit Operations or Vendor ... Management. Preferred Qualifications: + 6+ years of experience in Financial Services, Marketing, Compliance, Internal Audit Operations, Vendor Management… more
- Equitable (Philadelphia, PA)
- …Manager ( 250000LL ) **Primary Location** : UNITED STATES-PA- Philadelphia **Other Locations** : UNITED STATES-MA-Boston, UNITED STATES-NY-Williamsville, UNITED ... and unannounced inspections & interviews of Equitable' s Advisors Financial Professionals, business practices, including on-site examination of registered &… more
- Capital One (Mclean, VA)
- …SOX controls within the ACL process, + Support ACL compliance activities for management, internal audit and external audit groups, + Support activities ... At least 1 year of experience in accounting, external financial reporting, audit , or finance, or a...49, Sections 4901-4920; New York City's Fair Chance Act; Philadelphia 's Fair Criminal Records Screening Act; and other applicable… more
- Capital One (Plano, TX)
- … Audit , Regulatory, and other reviews of the AML program. + Evaluate Internal Audit , Regulatory Exam, and self-identified issues and events for compliance ... in data and proactively advise on identified external and internal risks + Maintain subject matter expertise of applicable...+ At least 5 years of experience in compliance, audit , or legal + At least 5 years of… more
- UGI Corporation (King Of Prussia, PA)
- …that all controls are effectively implemented and maintained. Serve as primary liaison for internal and external audit teams. + Assist with the creation and ... role in ensuring the organization's adherence to SOX requirements and mitigating financial statement risks. This role supports the evaluation, design, and testing of… more
- WSFS Bank (Philadelphia, PA)
- …and collateral to be financed. + Must understand, abide and uphold NewLane's audit procedures and internal controls related to essential duties and ... Position type: Full-time Location: Philadelphia , PA Schedule: Monday - Friday Hybrid/Onsite NewLane...and procedure requirements. + Must understand, abide and uphold audit procedures and internal controls related to… more
- Capital One (Wilmington, DE)
- …degree or military experience + At least 2 years of experience in accounting, external financial reporting, audit or finance, or a combination + At least 2 years ... throughout the Controllers group, Operation teams, and external and internal auditors + Support automation efforts of team's processes...At least 2 years of experience in accounting, external financial reporting, audit , or finance, or a… more
- Capital One (Mclean, VA)
- …and policies + Performs reconciliation of collateral custody accounts + Support Internal /External Audit requests + Support ad hoc project-related initiatives ... experience in Capital Markets Operations, Swap Dealer Requirements, Compliance or Audit . **Responsibilities** + Manage the calculation, collection and posting of… more
- Capital One (Richmond, VA)
- …+ 4+ years of experience in information security or technology risk management + Internal audit or technology risk management experience (or similar) + Certified ... Experience + At least 2 years of Risk Management, Audit , Finance, or Accounting experience + At least 2...2 years of experience supporting, partnering and interacting with internal business clients Preferred Qualifications: + 3+ years of… more
- Capital One (Mclean, VA)
- …executed by peers for accuracy and adherence to test procedures + Evaluate Internal Audit , Regulatory Exam, and self-identified issues and events for compliance ... military experience + At least 6 years of compliance, risk, legal or audit experience within financial services **Preferred Qualifications:** + Master's Degree… more