- TIAA (Dallas, TX)
- …management systems + Performs analysis for program reporting and metrics and provides audit and regulatory responses as needed. + Assists in vendor issue disposition ... + 2+ years' experience with vendor risk or operational risk management, audit , or compliance Preferred Qualifications: + 3+ years' experience with vendor risk… more
- Capital One (Richmond, VA)
- …of operation while reducing risk and influencing risk stakeholders, risk offices, compliance, internal audit , and regulators. FRM strives to enable a strong ... to make grounded, risk-based decisions. **General Responsibilities:** + Support the Financial Planning and Analysis teams/processes as primary Risk Advisor, to… more
- TD Bank (Philadelphia, PA)
- …follows compliance/risk and control programs + Ensures ongoing compliance with internal /external audit and regulatory requirements. Provides prompt and ... **Work Location:** Philadelphia , Pennsylvania, United States of America **Hours:** 40...services, products, and tools to help Customers achieve their financial goals. **Depth & Scope:** + Performs a wide… more
- Capital One (Richmond, VA)
- …Risk Management, Risk Oversight Programs, Enterprise Risk Management, Business Risk Offices, Internal Audit etc. to achieve objectives + Build relationships and ... or military experience + At least 2 years of experience in Risk Management, Audit , Finance, or Accounting Preferred Qualifications: + Master's Degree + 3+ years of… more
- Capital One (Mclean, VA)
- …and influencing risk stakeholders, ie, 2nd line programs, other risk offices, compliance, internal audit , and regulators. FRM strives to enable a strong culture ... assessments to ensure the FPDS organization is adhering to internal risk policies and standards, eg Enterprise Risk Management,...materials; + Assist with the preparation and execution of audit and regulatory exams as they pertain to responsible… more
- Capital One (Mclean, VA)
- …processes. Basic Qualifications: + Bachelors Degree + At least 4 years of Financial services, Marketing, Compliance, Internal Audit Operations or Vendor ... internal business clients Preferred Qualifications: At least 6 years of Financial services, Compliance, Internal Audit Operations or Vendor Management… more
- WSFS Bank (Philadelphia, PA)
- …fraud and or discrepancies to Management. + Must understand, abide and uphold audit procedures and internal controls related to essential duties and ... Position type: Full-time Location: Philadelphia , PA Schedule: Monday - Friday Hybrid/Onsite NewLane...and procedure requirements. + Must understand, abide, and uphold audit procedures and internal controls related to… more
- The Estee Lauder Companies (Long Island City, NY)
- …Ensure compliance and manage risk (10%) : Enforce procurement policies; mitigate legal, financial , and operational risks; ensure audit readiness. 6. Mentor and ... also builds the talent base within the procurement organization, developing internal talent and attracting world-class competencies to ensure efficient operations.… more
- The Estee Lauder Companies (New York, NY)
- …proposals, stakeholder engagement *Collaborate across departments: IR, Finance, Treasury, Tax, Internal Audit , Communications, HR, and Corp Citizenship & ... including maintenance of corporate records and regulatory filings *Establish/enhance internal processes to support legal compliance and board effectiveness; manage… more
- Aegon Asset Management (Cedar Rapids, IA)
- …Corporate , which includes Finance, People and Places, General Counsel, Risk, Internal Audit , Strategy and Development, and Corporate Affairs, which covers ... to live their best life. More than a century ago, we were among the first financial services companies in America to serve everyday people from all walks of life .… more